| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Regiment Capital Management LLC | 1,424,996 | 25,251,000 | 15.72% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 1,137,388 | 20,154,000 | 12.55% | ||
| 3 | Invesco Ltd. | 896,977 | 15,894,000 | 9.90% | ||
| 4 | MORGAN STANLEY | 780,868 | 13,838,000 | 8.62% | ||
| 5 | UBS AG | 711,482 | 12,607,000 | 7.85% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 670,284 | 11,877,000 | 7.40% | ||
| 7 | BARCLAYS PLC | 588,900 | 10,017,000 | 6.24% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 434,020 | 7,691,000 | 4.79% | ||
| 9 | DEUTSCHE BANK AG\ | 417,699 | 7,401,000 | 4.61% | ||
| 10 | OAK HILL ADVISORS LP | 376,443 | 6,671,000 | 4.15% | ||
| 11 | WELLS FARGO & COMPANY/MN | 366,616 | 6,497,000 | 4.05% | ||
| 12 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 268,086 | 4,750,000 | 2.96% | ||
| 13 | BB&T SECURITIES, LLC | 18,634 | 3,301,000 | 2.06% | ||
| 14 | 1832 Asset Management L.P. | 178,155 | 3,160,000 | 1.97% | ||
| 15 | AMERIPRISE FINANCIAL INC | 128,497 | 2,277,000 | 1.42% | ||
| 16 | Neuberger Berman Group LLC | 71,000 | 1,258,000 | 0.78% | ||
| 17 | Shaker Financial Services, LLC | 60,649 | 1,075,000 | 0.67% | ||
| 18 | Dominick & Dominick LLC | 51,182 | 907,000 | 0.56% | ||
| 19 | Saba Capital Management, L.P. | 47,789 | 847,000 | 0.53% | ||
| 20 | Raymond James Financial Services Advisors, Inc. | 43,539 | 772,000 | 0.48% | ||
| 21 | OPPENHEIMER & CO INC | 39,740 | 704,000 | 0.44% | ||
| 22 | VSR Financial Services, Inc. | 33,393 | 592,000 | 0.37% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 25,000 | 443,000 | 0.28% | ||
| 24 | Merriman Wealth Management, LLC | 19,668 | 348,000 | 0.22% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 17,994 | 319,000 | 0.20% | ||
| 26 | WOLVERINE ASSET MANAGEMENT LLC | 17,450 | 309,000 | 0.19% | ||
| 27 | LPL Financial LLC | 15,226 | 270,000 | 0.17% | ||
| 28 | ROYAL BANK OF CANADA | 14,596 | 259,000 | 0.16% | ||
| 29 | HighTower Advisors, LLC | 13,700 | 243,000 | 0.15% | ||
| 30 | TFS CAPITAL LLC | 12,643 | 224,000 | 0.14% | ||
| 31 | Virtu KCG Holdings LLC | 11,063 | 196,000 | 0.12% | ||
| 32 | CITIGROUP INC | 10,122 | 180,000 | 0.11% | ||
| 33 | CENTRAL TRUST Co | 5,130 | 91,000 | 0.06% | ||
| 34 | AMERICAN INTERNATIONAL GROUP, INC. | 2,490 | 44,123 | 0.03% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,875 | 33,000 | 0.02% | ||
| 36 | Edge Wealth Management LLC | 1,750 | 31,000 | 0.02% | ||
| 37 | PRIVATE TRUST CO NA | 1,620 | 29,000 | 0.02% | ||
| 38 | TURNER INVESTMENTS LLC | 1,180 | 21,000 | 0.01% | ||
| 39 | MUFG Americas Holdings Corp | 83 | 1,000 | 0.00% | ||
| 40 | SUMMIT SECURITIES GROUP LLC | 55 | 1,000 | 0.00% | ||
| 41 | Tower Research Capital LLC (TRC) | 59 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
