| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | JPMORGAN CHASE & CO | 2,617,631 | 40,155,000 | 14.18% | ||
| 2 | Saba Capital Management, L.P. | 1,524,251 | 23,382,000 | 8.25% | ||
| 3 | UBS Group AG | 1,316,129 | 20,189,000 | 7.13% | ||
| 4 | BESSEMER GROUP INC | 1,232,931 | 18,913,000 | 6.68% | ||
| 5 | OAK HILL ADVISORS LP | 1,229,152 | 18,855,000 | 6.66% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,173,694 | 18,004,000 | 6.36% | ||
| 7 | MORGAN STANLEY | 1,107,617 | 16,992,000 | 6.00% | ||
| 8 | WELLS FARGO & COMPANY/MN | 882,764 | 13,542,000 | 4.78% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 838,059 | 12,856,000 | 4.54% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 760,413 | 11,665,000 | 4.12% | ||
| 11 | LLBH PRIVATE WEALTH MANAGEMENT, LLC | 751,340 | 11,575,000 | 4.09% | ||
| 12 | CITIGROUP INC | 645,137 | 9,897,000 | 3.49% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 568,258 | 8,717,000 | 3.08% | ||
| 14 | Invesco Ltd. | 563,632 | 8,646,000 | 3.05% | ||
| 15 | Raymond James Financial Services Advisors, Inc. | 402,676 | 6,177,000 | 2.18% | ||
| 16 | MARINER INVESTMENT GROUP LLC | 333,627 | 5,118,000 | 1.81% | ||
| 17 | Shaker Financial Services, LLC | 263,024 | 4,035,000 | 1.42% | ||
| 18 | Vident Investment Advisory, LLC | 235,986 | 3,622,000 | 1.28% | ||
| 19 | BANK OF MONTREAL /CAN/ | 207,000 | 3,091,000 | 1.09% | ||
| 20 | ROBINSON CAPITAL MANAGEMENT, LLC | 198,408 | 3,044,000 | 1.07% | ||
| 21 | ROYAL BANK OF CANADA | 152,278 | 2,336,000 | 0.82% | ||
| 22 | AMERIPRISE FINANCIAL INC | 148,579 | 2,279,000 | 0.80% | ||
| 23 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 147,468 | 2,262,000 | 0.80% | ||
| 24 | SIT INVESTMENT ASSOCIATES INC | 122,998 | 1,887,000 | 0.67% | ||
| 25 | LPL Financial LLC | 93,502 | 1,433,000 | 0.51% | ||
| 26 | FIRST TRUST ADVISORS LP | 80,808 | 1,240,000 | 0.44% | ||
| 27 | Yorktown Management & Research Co Inc | 65,000 | 997,000 | 0.35% | ||
| 28 | MILLENNIUM MANAGEMENT LLC | 63,391 | 972,000 | 0.34% | ||
| 29 | STIFEL FINANCIAL CORP | 62,140 | 954,000 | 0.34% | ||
| 30 | CREDIT SUISSE AG/ | 57,213 | 878,000 | 0.31% | ||
| 31 | Capital Investment Advisors, LLC | 56,595 | 868,000 | 0.31% | ||
| 32 | DEUTSCHE BANK AG\ | 56,290 | 863,000 | 0.30% | ||
| 33 | Apollo Management Holdings, L.P. | 47,155 | 723,000 | 0.26% | ||
| 34 | HIGHLAND CAPITAL MANAGEMENT LP | 40,000 | 614,000 | 0.22% | ||
| 35 | BB&T SECURITIES, LLC | 40,901 | 610,000 | 0.22% | ||
| 36 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 39,211 | 602,000 | 0.21% | ||
| 37 | Greenwich Wealth Management LLC | 38,858 | 596,000 | 0.21% | ||
| 38 | Aviance Capital Partners, LLC | 24,019 | 368,000 | 0.13% | ||
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 22,661 | 348,000 | 0.12% | ||
| 40 | CIDEL ASSET MANAGEMENT INC | 22,592 | 347,000 | 0.12% | ||
| 41 | SHEPHERD KAPLAN KROCHUK, LLC | 21,100 | 324,000 | 0.11% | ||
| 42 | RELATIVE VALUE PARTNERS GROUP, LLC | 19,223 | 295,000 | 0.10% | ||
| 43 | WAYNE HUMMER INVESTMENTS L.L.C. | 18,686 | 287,000 | 0.10% | ||
| 44 | Cambridge Investment Research Advisors, Inc. | 18,407 | 282,000 | 0.10% | ||
| 45 | ADVISOR GROUP, INC. | 17,732 | 272,000 | 0.10% | ||
| 46 | Stanley-Laman Group, Ltd. | 16,840 | 258,000 | 0.09% | ||
| 47 | DRW Securities, LLC | 15,500 | 238,000 | 0.08% | ||
| 48 | PINNACLE FINANCIAL PARTNERS INC | 14,057 | 216,000 | 0.08% | ||
| 49 | TWO SIGMA SECURITIES, LLC | 12,859 | 197,000 | 0.07% | ||
| 50 | Thomas J. Herzfeld Advisors, Inc. | 12,481 | 191,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
