| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 1,723,585 | 28,405,000 | 10.97% | ||
| 2 | UBS Group AG | 1,654,625 | 27,269,000 | 10.53% | ||
| 3 | OAK HILL ADVISORS LP | 1,251,481 | 20,624,000 | 7.96% | ||
| 4 | MORGAN STANLEY | 1,183,996 | 19,512,000 | 7.53% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,090,234 | 17,967,000 | 6.94% | ||
| 6 | Invesco Ltd. | 963,312 | 15,875,000 | 6.13% | ||
| 7 | CITIGROUP INC | 896,046 | 14,767,000 | 5.70% | ||
| 8 | BESSEMER GROUP INC | 862,702 | 14,217,000 | 5.49% | ||
| 9 | JPMORGAN CHASE & CO | 791,037 | 13,036,000 | 5.03% | ||
| 10 | MARINER INVESTMENT GROUP LLC | 754,108 | 12,428,000 | 4.80% | ||
| 11 | Karpus Management, Inc. | 744,347 | 12,267,000 | 4.74% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 724,112 | 11,933,000 | 4.61% | ||
| 13 | DEUTSCHE BANK AG\ | 673,890 | 11,105,000 | 4.29% | ||
| 14 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 401,707 | 6,620,000 | 2.56% | ||
| 15 | Regiment Capital Management LLC | 259,235 | 4,272,000 | 1.65% | ||
| 16 | 1832 Asset Management L.P. | 242,983 | 4,000,000 | 1.54% | ||
| 17 | AQR CAPITAL MANAGEMENT LLC | 197,666 | 3,258,000 | 1.26% | ||
| 18 | AMERIPRISE FINANCIAL INC | 146,297 | 2,411,000 | 0.93% | ||
| 19 | NEWGATE CAPITAL MANAGEMENT LLC | 124,073 | 2,031,000 | 0.78% | ||
| 20 | WOLVERINE ASSET MANAGEMENT LLC | 121,025 | 1,994,000 | 0.77% | ||
| 21 | SG Americas Securities, LLC | 113,088 | 1,864,000 | 0.72% | ||
| 22 | WELLS FARGO & COMPANY/MN | 109,842 | 1,810,000 | 0.70% | ||
| 23 | Laurion Capital Management LP | 89,596 | 1,477,000 | 0.57% | ||
| 24 | Greenwich Wealth Management LLC | 86,384 | 1,424,000 | 0.55% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 84,800 | 1,398,000 | 0.54% | ||
| 26 | Raymond James Financial Services Advisors, Inc. | 46,648 | 769,000 | 0.30% | ||
| 27 | LPL Financial LLC | 44,309 | 730,000 | 0.28% | ||
| 28 | HIGHLAND CAPITAL MANAGEMENT LP | 40,000 | 659,000 | 0.25% | ||
| 29 | ROYAL BANK OF CANADA | 31,533 | 519,000 | 0.20% | ||
| 30 | Dominick & Dominick LLC | 30,449 | 502,000 | 0.19% | ||
| 31 | CREDIT SUISSE AG/ | 28,400 | 468,000 | 0.18% | ||
| 32 | CTC Alternative Strategies, Ltd. | 28,100 | 463,088 | 0.18% | ||
| 33 | Thomas J. Herzfeld Advisors, Inc. | 26,001 | 428,000 | 0.17% | ||
| 34 | RAYMOND JAMES & ASSOCIATES | 24,538 | 404,000 | 0.16% | ||
| 35 | Shaker Financial Services, LLC | 22,709 | 374,000 | 0.14% | ||
| 36 | LBMC INVESTMENT ADVISORS, LLC | 21,297 | 351,000 | 0.14% | ||
| 37 | Relative Value Partners, LLC | 16,960 | 280,000 | 0.11% | ||
| 38 | OPPENHEIMER & CO INC | 15,335 | 252,000 | 0.10% | ||
| 39 | GUGGENHEIM CAPITAL LLC | 13,467 | 222,000 | 0.09% | ||
| 40 | Capital Investment Advisors, LLC | 11,500 | 190,000 | 0.07% | ||
| 41 | HighTower Advisors, LLC | 11,240 | 185,000 | 0.07% | ||
| 42 | TradeLink Global Equity LLC | 6,200 | 102,000 | 0.04% | ||
| 43 | NATIONAL PLANNING CORP | 3,352 | 53,900 | 0.02% | ||
| 44 | AMERICAN INTERNATIONAL GROUP, INC. | 3,090 | 50,923 | 0.02% | ||
| 45 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,603 | 43,000 | 0.02% | ||
| 46 | REGENTATLANTIC CAPITAL LLC | 2,100 | 34,608 | 0.01% | ||
| 47 | MUFG Americas Holdings Corp | 142 | 2,000 | 0.00% | ||
| 48 | Stratos Wealth Partners, LTD. | 103 | 1,697 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
