| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 2,603,004 | 36,989,000 | 14.19% | ||
| 2 | UBS Group AG | 1,553,110 | 22,070,000 | 8.47% | ||
| 3 | OAK HILL ADVISORS LP | 1,414,366 | 20,098,000 | 7.71% | ||
| 4 | MORGAN STANLEY | 1,384,968 | 19,680,000 | 7.55% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,337,087 | 19,000,000 | 7.29% | ||
| 6 | BESSEMER GROUP INC | 1,134,324 | 16,119,000 | 6.19% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 1,000,696 | 14,219,000 | 5.46% | ||
| 8 | CITIGROUP INC | 984,947 | 13,996,000 | 5.37% | ||
| 9 | Karpus Management, Inc. | 850,923 | 12,092,000 | 4.64% | ||
| 10 | JPMORGAN CHASE & CO | 838,241 | 11,911,000 | 4.57% | ||
| 11 | MARINER INVESTMENT GROUP LLC | 788,836 | 11,209,000 | 4.30% | ||
| 12 | Invesco Ltd. | 735,358 | 10,449,000 | 4.01% | ||
| 13 | DEUTSCHE BANK AG\ | 663,048 | 9,421,000 | 3.62% | ||
| 14 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 496,929 | 7,061,000 | 2.71% | ||
| 15 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 357,390 | 5,079,000 | 1.95% | ||
| 16 | GOLDMAN SACHS GROUP INC | 251,736 | 3,577,000 | 1.37% | ||
| 17 | AQR ARBITRAGE LLC | 225,924 | 3,210,000 | 1.23% | ||
| 18 | NEWGATE CAPITAL MANAGEMENT LLC | 194,751 | 2,767,000 | 1.06% | ||
| 19 | Raymond James Financial Services Advisors, Inc. | 190,054 | 2,701,000 | 1.04% | ||
| 20 | Vident Investment Advisory, LLC | 159,784 | 2,271,000 | 0.87% | ||
| 21 | AMERIPRISE FINANCIAL INC | 147,629 | 2,098,000 | 0.81% | ||
| 22 | CREDIT SUISSE AG/ | 138,259 | 1,965,000 | 0.75% | ||
| 23 | WELLS FARGO & COMPANY/MN | 136,152 | 1,935,000 | 0.74% | ||
| 24 | Laurion Capital Management LP | 88,618 | 1,259,000 | 0.48% | ||
| 25 | Greenwich Wealth Management LLC | 86,706 | 1,232,000 | 0.47% | ||
| 26 | SCS Capital Management LLC | 84,600 | 1,202,000 | 0.46% | ||
| 27 | DOLIVER ADVISORS, LP | 82,971 | 1,179,000 | 0.45% | ||
| 28 | GUGGENHEIM CAPITAL LLC | 56,760 | 807,000 | 0.31% | ||
| 29 | LPL Financial LLC | 47,544 | 674,000 | 0.26% | ||
| 30 | Thomas J. Herzfeld Advisors, Inc. | 45,350 | 644,000 | 0.25% | ||
| 31 | WOLVERINE ASSET MANAGEMENT LLC | 44,948 | 638,000 | 0.24% | ||
| 32 | HIGHLAND CAPITAL MANAGEMENT LP | 40,000 | 568,000 | 0.22% | ||
| 33 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 27,487 | 391,000 | 0.15% | ||
| 34 | PRELUDE CAPITAL MANAGEMENT, LLC | 20,000 | 284,000 | 0.11% | ||
| 35 | ROYAL BANK OF CANADA | 17,499 | 249,000 | 0.10% | ||
| 36 | Calvert Investment Management, Inc. | 15,828 | 225,000 | 0.09% | ||
| 37 | HighTower Advisors, LLC | 15,193 | 215,000 | 0.08% | ||
| 38 | Virtu KCG Holdings LLC | 13,965 | 198,000 | 0.08% | ||
| 39 | Hatteras Investment Partners, LP | 13,110 | 186,000 | 0.07% | ||
| 40 | Kamunting Street Capital Management, L.P. | 12,500 | 178,000 | 0.07% | ||
| 41 | CITADEL ADVISORS LLC | 10,294 | 146,000 | 0.06% | ||
| 42 | AMERICAN INTERNATIONAL GROUP, INC. | 6,470 | 92,000 | 0.04% | ||
| 43 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,773 | 82,000 | 0.03% | ||
| 44 | GUPTA WEALTH MANAGEMENT LLC | 5,000 | 71,000 | 0.03% | ||
| 45 | Creative Planning | 4,000 | 57,000 | 0.02% | ||
| 46 | JNBA Financial Advisors | 3,743 | 53,000 | 0.02% | ||
| 47 | PNC FINANCIAL SERVICES GROUP, INC. | 2,500 | 36,000 | 0.01% | ||
| 48 | RISK PARADIGM GROUP, LLC | 293 | 4,164 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
