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CALAMOS CONV OPP AND INC
CALAMOS CONV OPP AND INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 91 Institutional holders with a total value of $137,727,615.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Winslow, Evans & Crocker, Inc. 6 60 0.00%
2 THOMPSON DAVIS & CO., INC. 162 2,000 0.00%
3 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 287 3,000 0.00%
4 Tower Research Capital LLC (TRC) 434 4,000 0.00%
5 Sunbelt Securities, Inc. 490 4,856 0.00%
6 Focused Wealth Management, Inc 500 5,000 0.00%
7 PENSERRA CAPITAL MANAGEMENT LLC 802 8,000 0.01%
8 ENVESTNET ASSET MANAGEMENT INC 1,268 13,000 0.01%
9 INTEGRATED WEALTH MANAGEMENT 1,384 14,000 0.01%
10 Transamerica Financial Advisors, LLC 1,500 15,000 0.01%
11 CAPTRUST FINANCIAL ADVISORS 1,621 16,000 0.01%
12 LS Investment Advisors, LLC 2,000 20,000 0.01%
13 FIFTH THIRD BANCORP 2,500 25,000 0.02%
14 Avior Wealth Management, LLC 2,800 28,000 0.02%
15 FIRST MANHATTAN CO. LLC. 3,000 29,000 0.02%
16 MOSAIC FAMILY WEALTH, LLC 3,694 36,000 0.03%
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 3,991 40,000 0.03%
18 EDMOND DE ROTHSCHILD (SUISSE) S.A. 4,625 46,000 0.03%
19 EDMOND DE ROTHSCHILD HOLDING S.A. 4,625 46,000 0.03%
20 NEXT Financial Group, Inc 5,000 49,000 0.04%
21 US BANCORP \DE\ 9,130 90,000 0.07%
22 KAYS FINANCIAL ADVISORY CORP /ADV 10,855 108,000 0.08%
23 SMITH HAYES Advisers, Inc 11,260 112,000 0.08%
24 HighTower Advisors, LLC 11,432 113,000 0.08%
25 VSR Financial Services, Inc. 11,485 114,000 0.08%
26 SUNTRUST BANKS INC 11,899 117,000 0.08%
27 WEALTHPLAN PARTNERS, LLC 23,093 122,699 0.09%
28 WILLIAM HARRIS INVESTORS INC 12,700 126,000 0.09%
29 Stratos Wealth Partners, LTD. 13,154 130,000 0.09%
30 Private Advisor Group, LLC 13,162 130,000 0.09%
31 HOLLENCREST CAPITAL MANAGEMENT 13,200 131,000 0.10%
32 Janney Montgomery Scott LLC 13,795 137,000 0.10%
33 Concert Wealth Management Inc. 14,982 150,000 0.11%
34 Creative Planning 15,400 153,000 0.11%
35 Capital Investment Advisors, LLC 16,511 164,000 0.12%
36 INVESTMENT CENTERS OF AMERICA INC 17,417 175,000 0.13%
37 B. Riley Wealth Management, Inc. 19,503 193,000 0.14%
38 Cambridge Investment Research Advisors, Inc. 19,655 195,000 0.14%
39 Mariner, LLC 20,350 202,000 0.15%
40 DUMONT & BLAKE INVESTMENT ADVISORS LLC 20,900 207,000 0.15%
41 WELLINGTON MANAGEMENT GROUP LLP 21,000 208,000 0.15%
42 NATIONAL PLANNING CORP 23,713 210,000 0.15%
43 Windsor Capital Management, LLC 22,236 220,000 0.16%
44 Maryland Capital Management 23,575 234,000 0.17%
45 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,916 247,000 0.18%
46 DOMANI WEALTH, LLC 28,810 286,000 0.21%
47 PNC FINANCIAL SERVICES GROUP, INC. 29,684 293,000 0.21%
48 Kingfisher Capital LLC 32,646 324,000 0.24%
49 AmeriServ Wealth Advisors 33,274 330,000 0.24%
50 UNITED CAPITAL FINANCIAL ADVISORS, LLC 34,050 337,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.