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CALAMOS CONV OPPORTUNITIES &
CALAMOS CONV OPPORTUNITIES &. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 90 Institutional holders with a total value of $133,370,985.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DEUTSCHE BANK AG\ 2 0 0.00%
2 Winslow, Evans & Crocker, Inc. 6 68 0.00%
3 WHITTIER TRUST CO 61 1,000 0.00%
4 Hudock, Inc. 100 1,000 0.00%
5 AlphaMark Advisors, LLC 200 2,000 0.00% SH
6 THOMPSON DAVIS & CO., INC. 162 2,000 0.00%
7 FIFTH THIRD BANCORP 225 3,000 0.00%
8 ENVESTNET ASSET MANAGEMENT INC 318 4,000 0.00%
9 BARCLAYS PLC 800 9,000 0.01%
10 PENSERRA CAPITAL MANAGEMENT LLC 899 10,000 0.01%
11 NEXT Financial Group, Inc 1,325 15,000 0.01%
12 GLEN EAGLE ADVISORS, LLC 1,680 18,917 0.01%
13 LS Investment Advisors, LLC 2,000 23,000 0.02%
14 Advisory Services Network, LLC 2,142 24,000 0.02%
15 PARALLEL ADVISORS, LLC 2,246 26,000 0.02%
16 US BANCORP \DE\ 2,610 29,000 0.02%
17 Avior Wealth Management, LLC 2,848 32,000 0.02%
18 CITIGROUP INC 2,878 32,000 0.02%
19 FIRST MANHATTAN CO. LLC. 3,000 33,000 0.02%
20 IHT WEALTH MANAGEMENT, LLC 876 36,000 0.03%
21 Carroll Financial Associates, Inc. 3,250 36,000 0.03%
22 MOSAIC FAMILY WEALTH, LLC 3,694 42,000 0.03%
23 RPG INVESTMENT ADVISORY, LLC 5,266 59,000 0.04%
24 Allworth Financial LP 5,300 60,000 0.04% PRN
25 Creative Planning 9,233 104,000 0.08%
26 BANK OF MONTREAL /CAN/ 10,257 115,000 0.09%
27 BAIRD FINANCIAL GROUP, INC. 10,276 116,000 0.09%
28 RFG Advisory, LLC 11,345 127,000 0.10%
29 FLAGSHIP HARBOR ADVISORS, LLC 11,557 129,000 0.10%
30 Mariner, LLC 11,592 131,000 0.10%
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 12,730 143,000 0.11%
32 Palouse Capital Management, Inc. 14,000 158,000 0.12%
33 Stratos Wealth Partners, LTD. 14,240 160,000 0.12%
34 SII INVESTMENTS INC/WI 14,447 163,000 0.12%
35 OPPENHEIMER & CO INC 15,488 174,000 0.13%
36 Windsor Capital Management, LLC 15,591 175,000 0.13%
37 Frontier Wealth Management LLC 16,617 187,000 0.14%
38 LAUREL WEALTH ADVISORS, INC. 16,810 189,000 0.14%
39 Kovack Advisors, Inc. 17,068 192,000 0.14%
40 SHEAFF BROCK INVESTMENT ADVISORS, LLC 17,267 194,000 0.15%
41 Bellecapital International Ltd. 17,525 197,000 0.15%
42 MML INVESTORS SERVICES, INC. 17,493 197,000 0.15%
43 INVESTMENT CENTERS OF AMERICA INC 17,517 199,000 0.15%
44 Private Advisor Group, LLC 18,604 208,000 0.16%
45 UNITED CAPITAL FINANCIAL ADVISORS, LLC 19,400 218,000 0.16%
46 IFP ADVISORS, INC 20,194 227,000 0.17%
47 PNC FINANCIAL SERVICES GROUP, INC. 20,878 235,000 0.18%
48 DUMONT & BLAKE INVESTMENT ADVISORS LLC 22,125 249,000 0.19%
49 BB&T SECURITIES, LLC 22,689 255,000 0.19%
50 NWAM LLC 23,053 260,000 0.19%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.