Dark
Light
System
Security
Guggenheim Frontier Markets ETF
Guggenheim Frontier Markets ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 24 Institutional holders with a total value of $23,850,166.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 452,142 7,379,000 30.94%
2 BLAIR WILLIAM & CO/IL 222,250 3,627,000 15.21%
3 BANK OF AMERICA CORP /DE/ 213,357 3,482,000 14.60%
4 FIFTH THIRD BANCORP 157,092 2,564,000 10.75%
5 WELLS FARGO & COMPANY/MN 113,284 1,848,000 7.75%
6 UBS AG 87,669 1,431,000 6.00%
7 ENVESTNET ASSET MANAGEMENT INC 82,366 1,344,000 5.64%
8 UNITED CAPITAL FINANCIAL ADVISORS, LLC 42,434 693,000 2.91%
9 BNP PARIBAS FINANCIAL MARKETS 22,272 366,374 1.54%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,405 333,000 1.40%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,269 266,000 1.12%
12 Commonwealth Equity Services, Inc 13,293 217,000 0.91%
13 ROYAL BANK OF CANADA 4,042 65,000 0.27%
14 CITIGROUP INC 2,615 43,000 0.18%
15 BlackRock Institutional Trust Company, N.A. 2,485 41,000 0.17%
16 AMERIPRISE FINANCIAL INC 2,242 37,000 0.16%
17 WFG Advisors, LP 1,600 26,000 0.11%
18 CENTRAL TRUST Co 1,602 26,000 0.11%
19 Apriem Advisors 1,000 16,000 0.07%
20 MSI Financial Services Inc 1,000 16,000 0.07%
21 FineMark National Bank & Trust 740 12,000 0.05%
22 AMERICAN INTERNATIONAL GROUP, INC. 600 9,792 0.04%
23 B. Riley Wealth Management, Inc. 300 5,000 0.02%
24 Creative Planning 158 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.