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Guggenheim Frontier Markets ETF
Guggenheim Frontier Markets ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 38 Institutional holders with a total value of $31,953,082.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CAPTRUST FINANCIAL ADVISORS 579,885 8,049,000 25.19%
2 BLAIR WILLIAM & CO/IL 331,900 4,607,000 14.42%
3 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 216,347 3,003,000 9.40%
4 BB&T SECURITIES, LLC 19,612 2,722,000 8.52%
5 MORGAN STANLEY 145,928 2,026,000 6.34%
6 WELLS FARGO & COMPANY/MN 142,469 1,977,000 6.19%
7 FIFTH THIRD BANCORP 130,114 1,806,000 5.65%
8 BANK OF AMERICA CORP /DE/ 127,565 1,771,000 5.54%
9 PITCAIRN CO 65,754 913,000 2.86%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 58,258 809,000 2.53%
11 JANE STREET GROUP, LLC 56,922 790,000 2.47%
12 UBS Group AG 43,340 602,000 1.88%
13 ENVESTNET ASSET MANAGEMENT INC 39,392 547,000 1.71%
14 Chicago Partners Investment Group LLC 38,445 534,000 1.67%
15 Placemark Investments, Inc. 31,759 442,000 1.38%
16 Stonehearth Capital Management, LLC 29,872 415,000 1.30%
17 Regal Investment Advisors LLC 14,390 200,000 0.63%
18 Allworth Financial LP 9,052 126,000 0.39%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,580 119,000 0.37%
20 NATIONAL PLANNING CORP 8,725 115,867 0.36%
21 ROYAL BANK OF CANADA 4,530 63,000 0.20%
22 MANUFACTURERS LIFE INSURANCE COMPANY, THE 4,054 56,000 0.18%
23 WFG Advisors, LP 3,200 44,000 0.14%
24 EXANE DERIVATIVES 3,077 42,707 0.13%
25 NEXT Financial Group, Inc 2,200 31,000 0.10%
26 CITIGROUP INC 1,994 28,000 0.09%
27 Apriem Advisors 1,600 22,000 0.07%
28 CENTRAL TRUST Co 1,602 22,000 0.07%
29 MSI Financial Services Inc 1,400 19,000 0.06%
30 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1,170 16,000 0.05%
31 Crosspoint Capital Strategies, LLC 852 12,000 0.04%
32 FineMark National Bank & Trust 740 10,000 0.03%
33 AMERICAN INTERNATIONAL GROUP, INC. 550 7,634 0.02%
34 Creative Planning 158 2,000 0.01%
35 Simplicity Solutions, LLC 135 1,874 0.01%
36 B. Riley Wealth Advisors, Inc. 75 1,000 0.00%
37 ALLIANCEBERNSTEIN L.P. 90 1,000 0.00%
38 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.