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Guggenheim Frontier Markets ETF
Guggenheim Frontier Markets ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 28 Institutional holders with a total value of $11,553,012.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 306,210 3,539,000 30.63%
2 WELLS FARGO & COMPANY/MN 166,091 1,920,000 16.62%
3 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 117,590 1,357,000 11.75%
4 CABOT WEALTH MANAGEMENT INC 75,571 874,000 7.57%
5 MORGAN STANLEY 50,146 579,000 5.01%
6 Burt Wealth Advisors 47,820 553,000 4.79%
7 OLD MISSION CAPITAL, LLC 47,535 549,000 4.75%
8 Chicago Partners Investment Group LLC 39,180 453,000 3.92%
9 ENVESTNET ASSET MANAGEMENT INC 34,252 396,000 3.43%
10 Advisors Preferred, LLC 30,084 348,000 3.01%
11 TELEMUS CAPITAL, LLC 29,885 345,000 2.99%
12 UBS Group AG 18,827 217,000 1.88%
13 RAYMOND JAMES & ASSOCIATES 12,528 145,000 1.26%
14 BANK OF AMERICA CORP /DE/ 6,862 79,000 0.68%
15 FIFTH THIRD BANCORP 4,075 47,000 0.41%
16 WFG Advisors, LP 3,300 38,000 0.33%
17 ROYAL BANK OF CANADA 2,500 29,000 0.25%
18 NEXT Financial Group, Inc 2,000 23,000 0.20%
19 BENJAMIN F. EDWARDS & COMPANY, INC. 1,500 17,000 0.15%
20 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,197 14,000 0.12%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 818 9,000 0.08%
22 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 586 7,000 0.06%
23 CRIBSTONE CAPITAL MANAGEMENT, LLC 460 6,000 0.05%
24 CENTRAL TRUST Co 500 6,000 0.05%
25 Creative Planning 158 2,000 0.02%
26 CITIGROUP INC 130 1,000 0.01%
27 EXANE DERIVATIVES 1 12 0.00%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.