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Guggenheim Frontier Markets ETF
Guggenheim Frontier Markets ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 28 Institutional holders with a total value of $10,738,011.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 275,302 3,053,000 28.43%
2 WELLS FARGO & COMPANY/MN 138,992 1,541,000 14.35%
3 ENVESTNET ASSET MANAGEMENT INC 123,356 1,368,000 12.74%
4 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 77,700 862,000 8.03%
5 OLD MISSION CAPITAL LLC 72,798 807,000 7.52%
6 CABOT WEALTH MANAGEMENT INC 56,381 625,000 5.82%
7 CITADEL ADVISORS LLC 49,244 546,000 5.08%
8 Chicago Partners Investment Group LLC 39,180 435,000 4.05%
9 MORGAN STANLEY 37,107 411,000 3.83%
10 UBS Group AG 25,158 279,000 2.60%
11 BANK OF AMERICA CORP /DE/ 18,506 205,000 1.91%
12 FIFTH THIRD BANCORP 16,918 188,000 1.75%
13 JANE STREET GROUP, LLC 15,276 169,000 1.57%
14 Burt Wealth Advisors 7,825 86,000 0.80%
15 WFG Advisors, LP 4,703 52,000 0.48%
16 ROYAL BANK OF CANADA 2,500 28,000 0.26%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,848 20,000 0.19%
18 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,285 14,000 0.13%
19 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1,181 14,000 0.13%
20 ADVISOR GROUP, INC. 1,115 12,000 0.11%
21 NEXT Financial Group, Inc 1,000 11,000 0.10%
22 CENTRAL TRUST Co 500 6,000 0.06%
23 Creative Planning 158 2,000 0.02%
24 Argentus Capital Management, LLC 221 2,000 0.02%
25 CITIGROUP INC 130 1,000 0.01%
26 D.A. DAVIDSON & CO. 105 1,000 0.01%
27 EXANE DERIVATIVES 1 11 0.00%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.