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Guggenheim Frontier Markets ETF
Guggenheim Frontier Markets ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 33 Institutional holders with a total value of $21,981,722.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BLAIR WILLIAM & CO/IL 426,600 5,785,000 26.32%
2 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 216,347 2,934,000 13.35%
3 WELLS FARGO & COMPANY/MN 166,348 2,256,000 10.26%
4 ENVESTNET ASSET MANAGEMENT INC 138,852 1,883,000 8.57%
5 MORGAN STANLEY 126,085 1,710,000 7.78%
6 BANK OF AMERICA CORP /DE/ 119,878 1,626,000 7.40%
7 Virtu KCG Holdings LLC 57,218 776,000 3.53%
8 FIFTH THIRD BANCORP 49,814 675,000 3.07%
9 UBS Group AG 47,955 650,000 2.96%
10 JANE STREET GROUP, LLC 46,766 634,000 2.88%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,403 589,000 2.68%
12 Orion Porfolio Solutions, LLC 40,000 542,000 2.47%
13 Chicago Partners Investment Group LLC 37,559 521,000 2.37%
14 COLONY GROUP LLC 22,130 300,000 1.36%
15 Regal Investment Advisors LLC 16,896 229,000 1.04%
16 Allworth Financial LP 12,445 169,000 0.77%
17 OLD MISSION CAPITAL LLC 12,336 167,000 0.76%
18 GOLDMAN SACHS GROUP INC 12,041 163,000 0.74%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,892 107,000 0.49%
20 ROYAL BANK OF CANADA 6,333 86,000 0.39%
21 EXANE DERIVATIVES 3,077 41,722 0.19%
22 WFG Advisors, LP 2,350 32,000 0.15%
23 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1,170 15,000 0.07%
24 CENTRAL TRUST Co 1,082 15,000 0.07%
25 Apriem Advisors 1,000 14,000 0.06%
26 CITIGROUP INC 998 14,000 0.06%
27 NEXT Financial Group, Inc 1,000 13,000 0.06%
28 FineMark National Bank & Trust 742 10,000 0.05%
29 MANUFACTURERS LIFE INSURANCE COMPANY, THE 677 9,000 0.04%
30 Creative Planning 630 9,000 0.04%
31 MANAGED ACCOUNT ADVISORS LLC 406 6,000 0.03%
32 ALLIANCEBERNSTEIN L.P. 90 1,000 0.00%
33 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.