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Guggenheim Frontier Markets ETF
Guggenheim Frontier Markets ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 28 Institutional holders with a total value of $10,650,021.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 167,772 1,795,000 16.85%
2 ENVESTNET ASSET MANAGEMENT INC 156,895 1,679,000 15.77%
3 WELLS FARGO & COMPANY/MN 127,694 1,366,000 12.83%
4 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 71,600 766,000 7.19%
5 UBS Group AG 70,679 756,000 7.10%
6 BANK OF AMERICA CORP /DE/ 70,494 754,000 7.08%
7 OLD MISSION CAPITAL LLC 66,896 716,000 6.72%
8 MORGAN STANLEY 62,324 667,000 6.26%
9 CABOT WEALTH MANAGEMENT INC 40,188 430,000 4.04%
10 Chicago Partners Investment Group LLC 38,445 411,000 3.86%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,982 364,000 3.42%
12 Camarda Financial Advisors, LLC 25,320 271,000 2.54%
13 FIFTH THIRD BANCORP 22,543 241,000 2.26%
14 Crosspoint Capital Strategies, LLC 14,390 200,000 1.88%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,585 70,000 0.66%
16 ROYAL BANK OF CANADA 4,722 50,000 0.47%
17 WFG Advisors, LP 3,783 40,000 0.38%
18 FineMark National Bank & Trust 2,491 27,000 0.25%
19 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1,181 13,000 0.12%
20 NEXT Financial Group, Inc 1,000 10,000 0.09%
21 MSI Financial Services Inc 628 7,000 0.07%
22 CENTRAL TRUST Co 500 5,000 0.05%
23 CITIGROUP INC 498 5,000 0.05%
24 MANUFACTURERS LIFE INSURANCE COMPANY, THE 330 4,000 0.04%
25 Creative Planning 158 2,000 0.02%
26 Allworth Financial LP 108 1,000 0.01%
27 EXANE DERIVATIVES 2 21 0.00%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.