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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 27 Institutional holders with a total value of $80,389,974.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BRINKER CAPITAL INC 1,104,834 37,980,000 47.24%
2 RAYMOND JAMES & ASSOCIATES 607,274 20,876,000 25.97%
3 MORGAN STANLEY 153,113 5,263,000 6.55%
4 WELLS FARGO & COMPANY/MN 104,500 3,592,000 4.47%
5 OPPENHEIMER & CO INC 73,451 2,525,000 3.14%
6 Raymond James Financial Services Advisors, Inc. 67,426 2,318,000 2.88%
7 ROYAL BANK OF CANADA 63,477 2,182,000 2.71%
8 CIBC WORLD MARKET INC. 28,501 980,000 1.22%
9 LPL Financial LLC 23,162 796,000 0.99%
10 Formidable Asset Management, LLC 21,305 702,000 0.87%
11 VSR Financial Services, Inc. 18,949 651,000 0.81%
12 AMERIPRISE FINANCIAL INC 11,516 396,000 0.49%
13 DEUTSCHE BANK AG\ 9,455 325,000 0.40%
14 UBS AG 9,388 322,000 0.40%
15 JANE STREET GROUP, LLC 8,699 299,000 0.37%
16 Janney Montgomery Scott LLC 8,372 287,805 0.36%
17 UNITED CAPITAL FINANCIAL ADVISORS, LLC 6,550 225,000 0.28%
18 KMS FINANCIAL SERVICES, INC 6,255 215,000 0.27%
19 BANK OF AMERICA CORP /DE/ 5,810 200,000 0.25%
20 CITIGROUP INC 4,450 153,000 0.19%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,479 51,000 0.06%
22 Creative Planning 500 17,000 0.02%
23 AMERICAN INTERNATIONAL GROUP, INC. 354 12,169 0.02%
24 ENVESTNET ASSET MANAGEMENT INC 279 10,000 0.01%
25 MCF Advisors LLC 204 7,000 0.01%
26 CKW FINANCIAL GROUP 73 3,000 0.00%
27 BENJAMIN F. EDWARDS & COMPANY, INC. 71 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.