Dark
Light
System
Security
CLAYMORE ETF TRUST GUGGENHEIM RAYMOND JAMES
CLAYMORE ETF TRUST GUGGENHEIM RAYMOND JAMES. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 27 Institutional holders with a total value of $41,191,126.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 641,396 23,456,000 56.94%
2 MORGAN STANLEY 146,141 5,344,000 12.97%
3 Raymond James Financial Services Advisors, Inc. 80,505 2,944,000 7.15%
4 WELLS FARGO & COMPANY/MN 54,189 1,982,000 4.81%
5 OPPENHEIMER & CO INC 44,288 1,620,000 3.93%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,102 1,137,000 2.76%
7 LPL Financial LLC 23,797 862,000 2.09%
8 Formidable Asset Management, LLC 20,455 748,000 1.82%
9 SG Americas Securities, LLC 17,443 638,000 1.55%
10 AMERIPRISE FINANCIAL INC 11,269 412,000 1.00%
11 Virtu KCG Holdings LLC 10,704 391,000 0.95%
12 ROYAL BANK OF CANADA 7,992 293,000 0.71%
13 JANE STREET GROUP, LLC 7,198 263,000 0.64%
14 J.P. Turner & Co Capital Mnagement, LLC 6,915 253,000 0.61%
15 Janney Montgomery Scott LLC 5,741 210,000 0.51%
16 BANK OF AMERICA CORP /DE/ 5,505 201,000 0.49%
17 UBS Group AG 3,433 125,000 0.30%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,385 87,000 0.21%
19 PNC FINANCIAL SERVICES GROUP, INC. 2,200 80,000 0.19%
20 CITIGROUP INC 1,280 47,000 0.11%
21 Manchester Capital Management LLC 1,100 40,000 0.10%
22 AMERICAN INTERNATIONAL GROUP, INC. 523 19,126 0.05%
23 Creative Planning 500 18,000 0.04%
24 Regal Investment Advisors LLC 300 11,000 0.03%
25 MCF Advisors LLC 204 7,000 0.02%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 71 3,000 0.01%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.