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CLAYMORE ETF TRUST GUGGENHEIM RAYMOND JAMES
CLAYMORE ETF TRUST GUGGENHEIM RAYMOND JAMES. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 26 Institutional holders with a total value of $39,835,771.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Raymond James Financial Services Advisors, Inc. 412,575 15,088,000 37.88%
2 RAYMOND JAMES & ASSOCIATES 347,239 12,699,000 31.88%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 81,924 2,996,000 7.52%
4 STIFEL FINANCIAL CORP 45,673 1,663,000 4.17%
5 MORGAN STANLEY 32,365 1,184,000 2.97%
6 LPL Financial LLC 30,822 1,118,000 2.81%
7 CITADEL ADVISORS LLC 21,176 774,000 1.94%
8 SG Americas Securities, LLC 20,760 759,000 1.91%
9 WELLS FARGO & COMPANY/MN 17,589 643,000 1.61%
10 ROYAL BANK OF CANADA 15,070 551,000 1.38%
11 Virtu KCG Holdings LLC 12,075 442,000 1.11%
12 JANE STREET GROUP, LLC 11,905 435,000 1.09%
13 HBK Sorce Advisory LLC 8,959 328,000 0.82%
14 RPG FAMILY WEALTH ADVISORY, LLC 7,705 281,771 0.71%
15 UBS Group AG 6,520 238,000 0.60%
16 Kovack Advisors, Inc. 6,350 232,000 0.58%
17 Formidable Asset Management, LLC 5,900 216,000 0.54%
18 BANK OF AMERICA CORP /DE/ 2,010 74,000 0.19%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,300 48,000 0.12%
20 FIFTH THIRD BANCORP 526 19,000 0.05%
21 Creative Planning 500 18,000 0.05%
22 D.A. DAVIDSON & CO. 453 16,000 0.04%
23 MCF Advisors LLC 204 7,000 0.02%
24 MSI Financial Services Inc 87 3,000 0.01%
25 BENJAMIN F. EDWARDS & COMPANY, INC. 71 3,000 0.01%
26 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.