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CLAYMORE ETF TRUST GUGGENHEIM RAYMOND JAMES
CLAYMORE ETF TRUST GUGGENHEIM RAYMOND JAMES. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 31 Institutional holders with a total value of $53,775,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 567,659 18,251,000 33.94%
2 Raymond James Financial Services Advisors, Inc. 507,552 16,319,000 30.35%
3 MORGAN STANLEY 158,567 5,099,000 9.48%
4 CITADEL ADVISORS LLC 88,313 2,839,000 5.28%
5 OPPENHEIMER & CO INC 49,861 1,603,000 2.98%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 44,046 1,416,000 2.63%
7 J.P. Turner & Co Capital Mnagement, LLC 40,580 1,306,000 2.43%
8 Virtu KCG Holdings LLC 34,732 1,117,000 2.08%
9 JANE STREET GROUP, LLC 33,506 1,077,000 2.00%
10 WELLS FARGO & COMPANY/MN 30,405 977,000 1.82%
11 ROYAL BANK OF CANADA 28,097 903,000 1.68%
12 LPL Financial LLC 25,660 857,000 1.59%
13 Formidable Asset Management, LLC 19,455 625,000 1.16%
14 AMERIPRISE FINANCIAL INC 14,841 477,000 0.89%
15 Janney Montgomery Scott LLC 6,591 212,000 0.39%
16 BANK OF AMERICA CORP /DE/ 5,398 174,000 0.32%
17 UBS Group AG 4,448 143,000 0.27%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,385 77,000 0.14%
19 Donald L. Hagan, LLC 2,309 74,000 0.14%
20 CITIGROUP INC 2,222 72,000 0.13%
21 AMERICAN INTERNATIONAL GROUP, INC. 1,709 55,000 0.10%
22 Manchester Capital Management LLC 1,100 35,000 0.07%
23 Creative Planning 500 16,000 0.03%
24 Carroll Financial Associates, Inc. 361 12,000 0.02%
25 Regal Investment Advisors LLC 300 9,000 0.02%
26 VALLEY NATIONAL ADVISERS INC 241 8,000 0.01%
27 MCF Advisors LLC 204 7,000 0.01%
28 FIFTH THIRD BANCORP 208 7,000 0.01%
29 Tower Research Capital LLC (TRC) 190 6,000 0.01%
30 BENJAMIN F. EDWARDS & COMPANY, INC. 71 2,000 0.00%
31 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.