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CLAYMORE ETF TRUST GUGGENHEIM RAYMOND JAMES
CLAYMORE ETF TRUST GUGGENHEIM RAYMOND JAMES. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 23 Institutional holders with a total value of $40,176,933.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Raymond James Financial Services Advisors, Inc. 438,134 16,820,000 41.86%
2 RAYMOND JAMES & ASSOCIATES 362,572 13,919,000 34.64%
3 WELLS FARGO & COMPANY/MN 58,301 2,237,000 5.57%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 35,884 1,378,000 3.43%
5 LPL Financial LLC 33,833 1,310,000 3.26%
6 MORGAN STANLEY 31,020 1,191,000 2.96%
7 SG Americas Securities, LLC 23,308 895,000 2.23%
8 SII INVESTMENTS INC/WI 12,350 474,000 1.18%
9 UBS Group AG 12,170 467,000 1.16%
10 RPG FAMILY WEALTH ADVISORY, LLC 8,490 325,933 0.81%
11 HBK Sorce Advisory LLC 8,467 325,000 0.81%
12 Formidable Asset Management, LLC 5,900 227,000 0.57%
13 JANE STREET GROUP, LLC 5,435 209,000 0.52%
14 ROYAL BANK OF CANADA 4,951 190,000 0.47%
15 BANK OF AMERICA CORP /DE/ 2,413 93,000 0.23%
16 BELLWETHER INVESTMENT GROUP, LLC 1,096 42,000 0.10%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 600 24,000 0.06%
18 Creative Planning 500 19,000 0.05%
19 D.A. DAVIDSON & CO. 453 17,000 0.04%
20 MCF Advisors LLC 204 8,000 0.02%
21 BENJAMIN F. EDWARDS & COMPANY, INC. 71 3,000 0.01%
22 MSI Financial Services Inc 87 3,000 0.01%
23 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.