| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 2,837,338 | 36,885,000 | 20.80% | ||
| 2 | WELLS FARGO & COMPANY/MN | 1,857,522 | 24,149,000 | 13.62% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,551,678 | 20,172,000 | 11.38% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 880,059 | 11,441,000 | 6.45% | ||
| 5 | Advisors Asset Management, Inc. | 805,258 | 10,468,000 | 5.90% | ||
| 6 | MORGAN STANLEY | 797,651 | 10,370,000 | 5.85% | ||
| 7 | 1607 Capital Partners, LLC | 735,007 | 9,555,000 | 5.39% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 643,492 | 8,365,000 | 4.72% | ||
| 9 | Invesco Ltd. | 607,425 | 7,897,000 | 4.45% | ||
| 10 | COHEN & STEERS, INC. | 402,400 | 5,231,000 | 2.95% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 366,970 | 4,771,000 | 2.69% | ||
| 12 | EATON VANCE MANAGEMENT | 328,455 | 4,270,000 | 2.41% | ||
| 13 | Shaker Financial Services, LLC | 328,048 | 4,265,000 | 2.41% | ||
| 14 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 273,999 | 3,562,000 | 2.01% | ||
| 15 | Thomas J. Herzfeld Advisors, Inc. | 228,131 | 2,966,000 | 1.67% | ||
| 16 | ROBINSON CAPITAL MANAGEMENT, LLC | 151,167 | 1,879,000 | 1.06% | ||
| 17 | Bulldog Investors, LLP | 135,641 | 1,763,000 | 0.99% | ||
| 18 | Relative Value Partners, LLC | 119,881 | 1,558,000 | 0.88% | ||
| 19 | TFS CAPITAL LLC | 101,517 | 1,320,000 | 0.74% | ||
| 20 | Saba Capital Management, L.P. | 82,163 | 1,068,000 | 0.60% | ||
| 21 | DOLIVER ADVISORS, LP | 62,580 | 814,000 | 0.46% | ||
| 22 | UBS AG | 55,837 | 725,000 | 0.41% | ||
| 23 | ROYAL BANK OF CANADA | 40,641 | 528,000 | 0.30% | ||
| 24 | Homrich & Berg | 29,179 | 379,000 | 0.21% | ||
| 25 | OPPENHEIMER & CO INC | 20,190 | 262,000 | 0.15% | ||
| 26 | Dominick & Dominick LLC | 20,000 | 260,000 | 0.15% | ||
| 27 | HighTower Advisors, LLC | 20,000 | 260,000 | 0.15% | ||
| 28 | LPL Financial LLC | 18,495 | 240,000 | 0.14% | ||
| 29 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 18,175 | 236,000 | 0.13% | ||
| 30 | AMERICAN INTERNATIONAL GROUP, INC. | 16,416 | 213,408 | 0.12% | ||
| 31 | Gramercy Funds Management LLC | 15,500 | 202,000 | 0.11% | ||
| 32 | CORNERSTONE ADVISORS INC | 14,316 | 186,000 | 0.10% | ||
| 33 | WEDBUSH SECURITIES INC | 13,765 | 179,000 | 0.10% | ||
| 34 | Janney Montgomery Scott LLC | 12,200 | 158,600 | 0.09% | ||
| 35 | Concert Wealth Management Inc. | 12,162 | 153,000 | 0.09% | ||
| 36 | Commonwealth Equity Services, Inc | 10,371 | 135,000 | 0.08% | ||
| 37 | Ancora Advisors LLC | 10,200 | 133,000 | 0.08% | ||
| 38 | M&T BANK CORP | 8,629 | 112,000 | 0.06% | ||
| 39 | NEXT Financial Group, Inc | 4,750 | 59,000 | 0.03% | ||
| 40 | Crosspoint Capital Strategies, LLC | 4,239 | 54,000 | 0.03% | ||
| 41 | SIGNATUREFD, LLC | 2,300 | 30,000 | 0.02% | ||
| 42 | MARK SHEPTOFF FINANCIAL PLANNING, LLC | 2,000 | 26,000 | 0.01% | ||
| 43 | MSI Financial Services Inc | 500 | 7,000 | 0.00% | ||
| 44 | Carroll Financial Associates, Inc. | 270 | 4,000 | 0.00% | ||
| 45 | WFG Advisors, LP | 200 | 3,000 | 0.00% | ||
| 46 | CITIGROUP INC | 246 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
