| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 2,843,663 | 33,924,000 | 20.19% | ||
| 2 | WELLS FARGO & COMPANY/MN | 1,949,010 | 23,252,000 | 13.84% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,551,678 | 18,512,000 | 11.02% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 1,116,820 | 13,324,000 | 7.93% | ||
| 5 | MORGAN STANLEY | 816,663 | 9,743,000 | 5.80% | ||
| 6 | 1607 Capital Partners, LLC | 748,377 | 8,928,000 | 5.31% | ||
| 7 | Advisors Asset Management, Inc. | 746,419 | 8,905,000 | 5.30% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 684,775 | 8,172,000 | 4.86% | ||
| 9 | Invesco Ltd. | 552,590 | 6,592,000 | 3.92% | ||
| 10 | COHEN & STEERS, INC. | 411,157 | 4,905,000 | 2.92% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 354,604 | 4,230,000 | 2.52% | ||
| 12 | EATON VANCE MANAGEMENT | 331,055 | 3,950,000 | 2.35% | ||
| 13 | Shaker Financial Services, LLC | 281,534 | 3,359,000 | 2.00% | ||
| 14 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 280,265 | 3,344,000 | 1.99% | ||
| 15 | Thomas J. Herzfeld Advisors, Inc. | 230,877 | 2,754,000 | 1.64% | ||
| 16 | ROBINSON CAPITAL MANAGEMENT, LLC | 228,286 | 2,723,000 | 1.62% | ||
| 17 | TFS CAPITAL LLC | 148,195 | 1,768,000 | 1.05% | ||
| 18 | DOLIVER ADVISORS, LP | 135,361 | 1,615,000 | 0.96% | ||
| 19 | Relative Value Partners, LLC | 116,120 | 1,385,000 | 0.82% | ||
| 20 | UBS AG | 98,112 | 1,170,000 | 0.70% | ||
| 21 | Virtu KCG Holdings LLC | 89,659 | 1,070,000 | 0.64% | ||
| 22 | JANE STREET GROUP, LLC | 48,121 | 574,000 | 0.34% | ||
| 23 | ROYAL BANK OF CANADA | 38,115 | 455,000 | 0.27% | ||
| 24 | Homrich & Berg | 29,179 | 348,000 | 0.21% | ||
| 25 | CORNERSTONE ADVISORS INC | 24,616 | 294,000 | 0.17% | ||
| 26 | HighTower Advisors, LLC | 20,035 | 239,000 | 0.14% | ||
| 27 | Dominick & Dominick LLC | 20,000 | 239,000 | 0.14% | ||
| 28 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 19,175 | 229,000 | 0.14% | ||
| 29 | AMERICAN INTERNATIONAL GROUP, INC. | 17,616 | 210,159 | 0.13% | ||
| 30 | OPPENHEIMER & CO INC | 17,640 | 210,000 | 0.12% | ||
| 31 | LPL Financial LLC | 15,719 | 187,000 | 0.11% | ||
| 32 | Gramercy Funds Management LLC | 15,500 | 185,000 | 0.11% | ||
| 33 | Private Advisor Group, LLC | 14,113 | 168,000 | 0.10% | ||
| 34 | WEDBUSH SECURITIES INC | 13,765 | 164,000 | 0.10% | ||
| 35 | Linscomb Wealth, Inc. | 13,520 | 161,000 | 0.10% | ||
| 36 | Commonwealth Equity Services, Inc | 11,670 | 139,000 | 0.08% | ||
| 37 | Janney Montgomery Scott LLC | 11,400 | 136,002 | 0.08% | ||
| 38 | GOLDMAN SACHS GROUP INC | 10,710 | 128,000 | 0.08% | ||
| 39 | Ancora Advisors LLC | 10,200 | 122,000 | 0.07% | ||
| 40 | Crosspoint Capital Strategies, LLC | 4,239 | 51,000 | 0.03% | ||
| 41 | WOLVERINE ASSET MANAGEMENT LLC | 3,441 | 41,000 | 0.02% | ||
| 42 | BENJAMIN F. EDWARDS & COMPANY, INC. | 2,500 | 30,000 | 0.02% | ||
| 43 | SIGNATUREFD, LLC | 2,300 | 27,000 | 0.02% | ||
| 44 | AMERIPRISE FINANCIAL INC | 1,364 | 16,000 | 0.01% | ||
| 45 | Financial Architects, Inc | 1,220 | 15,000 | 0.01% | ||
| 46 | DEUTSCHE BANK AG\ | 1,300 | 15,000 | 0.01% | ||
| 47 | MARK SHEPTOFF FINANCIAL PLANNING, LLC | 1,000 | 12,000 | 0.01% | ||
| 48 | MSI Financial Services Inc | 500 | 6,000 | 0.00% | ||
| 49 | THRIVENT FINANCIAL FOR LUTHERANS | 500 | 6,000 | 0.00% | ||
| 50 | CITIGROUP INC | 246 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
