| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 655,666 | 8,345,000 | 34.03% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 231,622 | 2,951,000 | 12.03% | ||
| 3 | UBS Group AG | 213,659 | 2,719,000 | 11.09% | ||
| 4 | 683 Capital Management, LLC | 193,026 | 2,457,000 | 10.02% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 99,052 | 1,261,000 | 5.14% | ||
| 6 | Invesco Ltd. | 90,836 | 1,156,000 | 4.71% | ||
| 7 | AQR ARBITRAGE LLC | 49,552 | 631,000 | 2.57% | ||
| 8 | Edge Wealth Management LLC | 48,500 | 619,000 | 2.52% | ||
| 9 | LAZARD ASSET MANAGEMENT LLC | 47,500 | 605,000 | 2.47% | PRN | |
| 10 | GOLDMAN SACHS GROUP INC | 45,099 | 574,000 | 2.34% | ||
| 11 | MORGAN STANLEY | 43,628 | 555,000 | 2.26% | ||
| 12 | HighTower Advisors, LLC | 41,003 | 522,000 | 2.13% | ||
| 13 | MACKAY SHIELDS LLC | 40,000 | 510,000 | 2.08% | ||
| 14 | ROYAL BANK OF CANADA | 36,235 | 461,000 | 1.88% | ||
| 15 | Horizon Kinetics LLC | 26,794 | 341,000 | 1.39% | ||
| 16 | WELLS FARGO & COMPANY/MN | 21,171 | 270,000 | 1.10% | ||
| 17 | Virtu KCG Holdings LLC | 14,517 | 185,000 | 0.75% | ||
| 18 | Bank of New York Mellon Corp | 12,471 | 159,000 | 0.65% | ||
| 19 | USCA RIA LLC | 12,000 | 153,000 | 0.62% | ||
| 20 | CITIGROUP INC | 1,930 | 25,000 | 0.10% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,500 | 19,000 | 0.08% | ||
| 22 | AMERICAN INTERNATIONAL GROUP, INC. | 300 | 3,818 | 0.02% | ||
| 23 | Tower Research Capital LLC (TRC) | 164 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
