| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MACKAY SHIELDS LLC | 565,589 | 6,957,000 | 26.52% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 456,394 | 5,614,000 | 21.40% | ||
| 3 | Fiera Capital Corp | 189,174 | 2,327,000 | 8.87% | ||
| 4 | Invesco Ltd. | 166,499 | 2,048,000 | 7.81% | ||
| 5 | UBS Group AG | 158,087 | 1,944,000 | 7.41% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 135,428 | 1,666,000 | 6.35% | ||
| 7 | MORGAN STANLEY | 63,384 | 780,000 | 2.97% | ||
| 8 | LAZARD ASSET MANAGEMENT LLC | 51,300 | 630,000 | 2.40% | PRN | |
| 9 | ROYAL BANK OF CANADA | 47,785 | 588,000 | 2.24% | ||
| 10 | Karpus Management, Inc. | 47,519 | 584,000 | 2.23% | ||
| 11 | Edge Wealth Management LLC | 33,500 | 412,000 | 1.57% | ||
| 12 | INFRASTRUCTURE CAPITAL ADVISORS, LLC | 33,204 | 408,000 | 1.56% | ||
| 13 | TOMPKINS FINANCIAL CORP | 32,050 | 394,000 | 1.50% | ||
| 14 | WELLS FARGO & COMPANY/MN | 28,797 | 355,000 | 1.35% | ||
| 15 | Horizon Kinetics LLC | 21,647 | 266,000 | 1.01% | ||
| 16 | Strategic Advisors LLC | 17,001 | 209,000 | 0.80% | ||
| 17 | Commonwealth Equity Services, Inc | 15,500 | 191,000 | 0.73% | ||
| 18 | MSI Financial Services Inc | 14,752 | 181,000 | 0.69% | ||
| 19 | Virtu KCG Holdings LLC | 14,054 | 173,000 | 0.66% | ||
| 20 | WOLVERINE ASSET MANAGEMENT LLC | 12,313 | 151,000 | 0.58% | ||
| 21 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11,031 | 136,000 | 0.52% | ||
| 22 | Bank of New York Mellon Corp | 10,836 | 133,000 | 0.51% | ||
| 23 | ADVISOR GROUP, INC. | 5,000 | 61,000 | 0.23% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,500 | 18,000 | 0.07% | ||
| 25 | M&R CAPITAL MANAGEMENT INC | 500 | 6,000 | 0.02% | ||
| 26 | CITIGROUP INC | 350 | 4,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
