| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MACKAY SHIELDS LLC | 473,489 | 6,780,000 | 28.28% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 393,500 | 5,635,000 | 23.50% | ||
| 3 | Invesco Ltd. | 165,862 | 2,375,000 | 9.91% | ||
| 4 | UBS Group AG | 161,128 | 2,307,000 | 9.62% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 137,412 | 1,968,000 | 8.21% | ||
| 6 | LAZARD ASSET MANAGEMENT LLC | 47,500 | 680,000 | 2.84% | PRN | |
| 7 | MORGAN STANLEY | 41,362 | 593,000 | 2.47% | ||
| 8 | ROYAL BANK OF CANADA | 36,837 | 528,000 | 2.20% | ||
| 9 | Edge Wealth Management LLC | 33,500 | 480,000 | 2.00% | SH | |
| 10 | TOMPKINS FINANCIAL CORP | 32,050 | 459,000 | 1.91% | ||
| 11 | WELLS FARGO & COMPANY/MN | 31,254 | 447,000 | 1.86% | ||
| 12 | Horizon Kinetics LLC | 21,647 | 310,000 | 1.29% | ||
| 13 | Strategic Advisors LLC | 21,439 | 307,000 | 1.28% | ||
| 14 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 15,858 | 227,000 | 0.95% | ||
| 15 | MSI Financial Services Inc | 14,705 | 211,000 | 0.88% | ||
| 16 | USCA RIA LLC | 12,000 | 172,000 | 0.72% | ||
| 17 | Bank of New York Mellon Corp | 10,835 | 155,000 | 0.65% | ||
| 18 | Commonwealth Equity Services, Inc | 10,500 | 150,000 | 0.63% | ||
| 19 | ADVISOR GROUP, INC. | 5,300 | 76,000 | 0.32% | ||
| 20 | VALLEY NATIONAL ADVISERS INC | 3,095 | 44,000 | 0.18% | ||
| 21 | NEXT Financial Group, Inc | 2,700 | 39,000 | 0.16% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,500 | 21,000 | 0.09% | ||
| 23 | M&R CAPITAL MANAGEMENT INC | 500 | 7,000 | 0.03% | ||
| 24 | CITIGROUP INC | 350 | 5,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
