| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GFS Advisors, LLC | 161,280 | 12,000,000 | 26.97% | ||
| 2 | USCA RIA LLC | 161,280 | 12,000,000 | 26.97% | ||
| 3 | UBS Group AG | 309,497 | 4,160,000 | 9.35% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 287,468 | 3,864,000 | 8.68% | ||
| 5 | Karpus Management, Inc. | 223,857 | 3,009,000 | 6.76% | ||
| 6 | Fiera Capital Corp | 133,348 | 1,792,000 | 4.03% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 117,728 | 1,582,000 | 3.56% | ||
| 8 | Invesco Ltd. | 106,710 | 1,434,000 | 3.22% | ||
| 9 | LAZARD ASSET MANAGEMENT LLC | 47,500 | 638,000 | 1.43% | PRN | |
| 10 | HighTower Advisors, LLC | 40,794 | 545,000 | 1.22% | ||
| 11 | ROYAL BANK OF CANADA | 36,942 | 496,000 | 1.11% | ||
| 12 | MORGAN STANLEY | 33,704 | 453,000 | 1.02% | ||
| 13 | Edge Wealth Management LLC | 33,500 | 450,000 | 1.01% | ||
| 14 | TOMPKINS FINANCIAL CORP | 33,352 | 448,000 | 1.01% | ||
| 15 | WELLS FARGO & COMPANY/MN | 31,253 | 420,000 | 0.94% | ||
| 16 | Horizon Kinetics LLC | 21,747 | 292,000 | 0.66% | ||
| 17 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 15,858 | 213,000 | 0.48% | ||
| 18 | LPL Financial LLC | 12,438 | 169,000 | 0.38% | ||
| 19 | Bank of New York Mellon Corp | 11,270 | 151,000 | 0.34% | ||
| 20 | Commonwealth Equity Services, Inc | 10,500 | 141,000 | 0.32% | ||
| 21 | MSI Financial Services Inc | 7,795 | 105,000 | 0.24% | ||
| 22 | VALLEY NATIONAL ADVISERS INC | 3,095 | 42,000 | 0.09% | ||
| 23 | CAPITAL GUARDIAN TRUST CO | 1,985 | 27,000 | 0.06% | ||
| 24 | LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | 1,595 | 21,000 | 0.05% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,500 | 20,000 | 0.04% | ||
| 26 | FIRST MANHATTAN CO. LLC. | 690 | 9,000 | 0.02% | ||
| 27 | CITIGROUP INC | 398 | 6,000 | 0.01% | ||
| 28 | WOLVERINE ASSET MANAGEMENT LLC | 300 | 4,000 | 0.01% | ||
| 29 | AMERICAN INTERNATIONAL GROUP, INC. | 300 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
