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Yorkville High Inc Etf
Yorkville High Inc Etf. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 37 Institutional holders with a total value of $27,853,764.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 514,086 5,892,000 21.15%
2 RAYMOND JAMES & ASSOCIATES 468,401 5,368,000 19.27%
3 AMERICAN INTERNATIONAL GROUP, INC. 384,494 4,406,302 15.82%
4 LPL Financial LLC 175,537 2,026,000 7.27%
5 LVZ, Inc. 127,959 1,466,000 5.26%
6 Gradient Investments LLC 118,494 1,358,000 4.88%
7 Advisors Asset Management, Inc. 85,420 979,000 3.51%
8 Prospera Financial Services Inc 65,389 749,000 2.69%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 60,346 691,000 2.48%
10 RETIREMENT DESIGN & MANAGEMENT INC /ADV 55,732 639,000 2.29%
11 Raymond James Financial Services Advisors, Inc. 43,953 504,000 1.81%
12 BLAIR WILLIAM & CO/IL 41,550 476,000 1.71%
13 Private Advisor Group, LLC 39,750 456,000 1.64%
14 Cambridge Investment Research Advisors, Inc. 36,865 422,000 1.52%
15 Bank of New York Mellon Corp 31,700 363,000 1.30%
16 STIFEL FINANCIAL CORP 29,274 336,000 1.21%
17 New England Professional Planning Group Inc. 22,446 285,000 1.02%
18 AlphaMark Advisors, LLC 22,590 259,000 0.93%
19 SUMMIT CAPITAL MANAGEMENT LLC 22,271 255,000 0.92%
20 ROYAL BANK OF CANADA 19,150 219,000 0.79%
21 INVESTMENT CENTERS OF AMERICA INC 15,241 175,000 0.63%
22 ADELL HARRIMAN & CARPENTER INC 14,700 168,462 0.60%
23 PEOPLES FINANCIAL SERVICES CORP. 5,400 62,000 0.22%
24 OPTIMUM INVESTMENT ADVISORS 4,680 54,000 0.19%
25 Creative Planning 3,323 38,000 0.14%
26 BANK OF AMERICA CORP /DE/ 3,000 34,000 0.12%
27 Gemmer Asset Management LLC 2,700 31,000 0.11%
28 PINKERTON WEALTH, LLC 800 31,000 0.11%
29 Intersect Capital LLC 2,083 26,000 0.09%
30 Financial Architects, Inc 2,200 25,000 0.09%
31 SHARKEY, HOWES & JAVER 1,985 23,000 0.08%
32 ATWOOD & PALMER INC 1,000 11,000 0.04%
33 WASHINGTON TRUST BANK 838 10,000 0.04%
34 MSI Financial Services Inc 712 8,000 0.03%
35 CITIGROUP INC 500 6,000 0.02%
36 Edge Wealth Management LLC 200 2,000 0.01%
37 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.