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Yorkville High Inc Etf
Yorkville High Inc Etf. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 44 Institutional holders with a total value of $31,211,146.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 486,519 6,081,000 19.48%
2 RAYMOND JAMES & ASSOCIATES 480,739 6,009,000 19.25%
3 AMERICAN INTERNATIONAL GROUP, INC. 310,523 3,881,538 12.44%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 179,977 2,250,000 7.21%
5 LPL Financial LLC 138,697 1,734,000 5.56%
6 JANE STREET GROUP, LLC 136,507 1,706,000 5.47%
7 Gradient Investments LLC 100,796 1,260,000 4.04%
8 LVZ, Inc. 61,106 764,000 2.45%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 59,760 747,000 2.39%
10 Raymond James Financial Services Advisors, Inc. 59,004 738,000 2.36%
11 AVIANCE CAPITAL MANAGEMENT, LLC 52,592 657,000 2.11%
12 BLAIR WILLIAM & CO/IL 42,550 531,000 1.70%
13 RETIREMENT DESIGN & MANAGEMENT INC /ADV 40,658 508,000 1.63%
14 Virtu KCG Holdings LLC 34,223 428,000 1.37%
15 Cambridge Investment Research Advisors, Inc. 33,874 423,000 1.36%
16 Bank of New York Mellon Corp 25,200 315,000 1.01%
17 ASHFORD CAPITAL MANAGEMENT INC 24,510 306,000 0.98%
18 AlphaMark Advisors, LLC 22,110 276,000 0.88%
19 SUMMIT CAPITAL MANAGEMENT LLC 22,021 275,000 0.88%
20 New England Professional Planning Group Inc. 22,446 274,000 0.88%
21 ROYAL BANK OF CANADA 19,350 242,000 0.78%
22 STIFEL FINANCIAL CORP 18,304 229,000 0.73%
23 ADELL HARRIMAN & CARPENTER INC 16,800 210,000 0.67%
24 INVESTMENT CENTERS OF AMERICA INC 15,241 193,000 0.62%
25 PARK NATIONAL CORP /OH/ 14,355 179,438 0.57%
26 WEDBUSH SECURITIES INC 12,605 158,000 0.51%
27 ATLANTIC INVESTMENT Co 10,650 133,000 0.43%
28 NATIONAL PLANNING CORP 10,395 128,170 0.41%
29 Sigma Planning Corp 10,245 128,000 0.41%
30 WELLS FARGO & COMPANY/MN 5,678 71,000 0.23%
31 PEOPLES FINANCIAL SERVICES CORP. 5,400 68,000 0.22%
32 Creative Planning 4,523 57,000 0.18%
33 Barrett Asset Management, LLC 3,400 43,000 0.14%
34 UBS Group AG 3,134 39,000 0.12%
35 BANK OF AMERICA CORP /DE/ 3,000 38,000 0.12%
36 Gemmer Asset Management LLC 2,700 34,000 0.11%
37 Financial Architects, Inc 2,200 28,000 0.09%
38 Intersect Capital LLC 2,083 26,000 0.08%
39 ATWOOD & PALMER INC 1,000 13,000 0.04%
40 SYNOVUS FINANCIAL CORP 850 11,000 0.04%
41 WASHINGTON TRUST BANK 838 10,000 0.03%
42 CITIGROUP INC 500 6,000 0.02%
43 MSI Financial Services Inc 225 3,000 0.01%
44 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.