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Yorkville High Inc Etf
Yorkville High Inc Etf. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 36 Institutional holders with a total value of $27,439,197.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 542,365 5,640,000 20.55%
2 RAYMOND JAMES & ASSOCIATES 457,634 4,759,000 17.34%
3 AMERICAN INTERNATIONAL GROUP, INC. 448,961 4,669,197 17.02%
4 LPL Financial LLC 229,772 2,302,000 8.39%
5 Gradient Investments LLC 132,000 1,373,000 5.00%
6 LVZ, Inc. 114,372 1,060,000 3.86%
7 Advisors Asset Management, Inc. 99,330 1,033,000 3.76%
8 Raymond James Financial Services Advisors, Inc. 80,636 839,000 3.06%
9 RETIREMENT DESIGN & MANAGEMENT INC /ADV 66,970 696,000 2.54%
10 Prospera Financial Services Inc 65,028 676,000 2.46%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 60,872 633,000 2.31%
12 Cambridge Investment Research Advisors, Inc. 42,089 438,000 1.60%
13 BLAIR WILLIAM & CO/IL 41,725 433,000 1.58%
14 Private Advisor Group, LLC 40,750 424,000 1.55%
15 STIFEL FINANCIAL CORP 31,957 332,000 1.21%
16 Bank of New York Mellon Corp 31,701 330,000 1.20%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 29,154 303,000 1.10%
18 SUMMIT CAPITAL MANAGEMENT LLC 27,518 286,000 1.04%
19 AlphaMark Advisors, LLC 22,715 236,000 0.86%
20 New England Professional Planning Group Inc. 22,446 234,000 0.85%
21 ROYAL BANK OF CANADA 20,350 212,000 0.77%
22 Virtu KCG Holdings LLC 16,098 167,000 0.61%
23 INVESTMENT CENTERS OF AMERICA INC 14,571 152,000 0.55%
24 PEOPLES FINANCIAL SERVICES CORP. 5,400 56,000 0.20%
25 BANK OF AMERICA CORP /DE/ 3,750 39,000 0.14%
26 PINKERTON WEALTH, LLC 2,477 26,000 0.09%
27 Financial Architects, Inc 2,200 23,000 0.08%
28 SHARKEY, HOWES & JAVER 1,985 21,000 0.08%
29 Gemmer Asset Management LLC 1,500 16,000 0.06% SH
30 ATWOOD & PALMER INC 1,000 10,000 0.04%
31 WASHINGTON TRUST BANK 838 9,000 0.03%
32 CITIGROUP INC 500 5,000 0.02%
33 MSI Financial Services Inc 375 4,000 0.01%
34 Edge Wealth Management LLC 200 2,000 0.01%
35 FIFTH THIRD BANCORP 50 1,000 0.00%
36 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.