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Yorkville High Inc Etf
Yorkville High Inc Etf. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 47 Institutional holders with a total value of $50,646,368.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HANCOCK WHITNEY CORP 380,610 6,746,000 13.32%
2 RAYMOND JAMES & ASSOCIATES 355,441 6,300,000 12.44%
3 MORGAN STANLEY 222,779 3,949,000 7.80%
4 BB&T SECURITIES, LLC 21,580 3,825,000 7.55%
5 SUMMIT CAPITAL MANAGEMENT LLC 208,828 3,701,000 7.31%
6 AMERICAN INTERNATIONAL GROUP, INC. 198,375 3,516,198 6.94%
7 Ashfield Capital Partners, LLC 186,228 3,301,000 6.52%
8 LPL Financial LLC 151,568 2,674,000 5.28%
9 HighTower Advisors, LLC 135,395 2,400,000 4.74%
10 AVIANCE CAPITAL MANAGEMENT, LLC 98,481 1,746,000 3.45%
11 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 76,200 1,351,000 2.67%
12 Gradient Investments LLC 70,447 1,249,000 2.47%
13 LVZ, Inc. 56,584 1,003,000 1.98%
14 First Allied Advisory Services, Inc. 53,156 945,000 1.87%
15 BLAIR WILLIAM & CO/IL 47,925 849,000 1.68%
16 ASHFORD CAPITAL MANAGEMENT INC 43,844 777,000 1.53%
17 Raymond James Financial Services Advisors, Inc. 39,683 703,000 1.39%
18 Independent Portfolio Consultants, Inc. 36,495 647,000 1.28%
19 1834 INVESTMENT ADVISORS CO 33,350 591,000 1.17%
20 STIFEL FINANCIAL CORP 31,376 556,000 1.10%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 25,160 446,000 0.88%
22 ADELL HARRIMAN & CARPENTER INC 23,000 432,170 0.85%
23 AlphaMark Advisors, LLC 22,910 406,000 0.80%
24 Cambridge Investment Research Advisors, Inc. 19,304 342,000 0.68%
25 WELLS FARGO & COMPANY/MN 16,152 286,000 0.56%
26 INVESTMENT CENTERS OF AMERICA INC 15,966 283,000 0.56%
27 VSR Financial Services, Inc. 15,711 278,000 0.55%
28 NATIONAL PLANNING CORP 11,595 203,000 0.40%
29 ATLANTIC INVESTMENT Co 10,650 189,000 0.37% PRN
30 ROYAL BANK OF CANADA 9,550 169,000 0.33%
31 AMERIPRISE FINANCIAL INC 9,213 163,000 0.32%
32 Gary Goldberg Planning Services Inc 5,800 103,000 0.20%
33 PEOPLES FINANCIAL SERVICES CORP. 5,400 96,000 0.19%
34 WFG Advisors, LP 4,113 73,000 0.14%
35 Creative Planning 4,118 73,000 0.14%
36 Barrett Asset Management, LLC 4,075 72,000 0.14%
37 Financial Architects, Inc 2,200 39,000 0.08%
38 D.A. DAVIDSON & CO. 2,140 37,000 0.07%
39 Gemmer Asset Management LLC 1,675 30,000 0.06%
40 ATWOOD & PALMER INC 1,000 18,000 0.04%
41 SYNOVUS FINANCIAL CORP 850 15,000 0.03%
42 WASHINGTON TRUST BANK 838 15,000 0.03%
43 UBS AG 800 14,000 0.03%
44 BANK OF AMERICA CORP /DE/ 800 14,000 0.03%
45 CITIGROUP INC 609 11,000 0.02%
46 NEXT Financial Group, Inc 350 6,000 0.01%
47 MSI Financial Services Inc 225 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.