Dark
Light
System
Security
Yorkville High Inc Etf
Yorkville High Inc Etf. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 38 Institutional holders with a total value of $23,962,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 855,795 5,913,000 24.68%
2 RAYMOND JAMES & ASSOCIATES 534,418 3,693,000 15.41%
3 AMERICAN INTERNATIONAL GROUP, INC. 486,346 3,360,000 14.02%
4 JANE STREET GROUP, LLC 279,614 1,932,000 8.06%
5 LPL Financial LLC 238,884 1,780,000 7.43%
6 Gradient Investments LLC 204,927 1,416,000 5.91%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 127,984 884,000 3.69%
8 Advisors Asset Management, Inc. 105,874 732,000 3.05%
9 Raymond James Financial Services Advisors, Inc. 92,963 642,000 2.68%
10 Prospera Financial Services Inc 73,128 505,000 2.11%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 55,877 387,000 1.62%
12 Virtu KCG Holdings LLC 53,101 367,000 1.53%
13 Cambridge Investment Research Advisors, Inc. 46,846 324,000 1.35%
14 ROYAL BANK OF CANADA 43,515 301,000 1.26%
15 Private Advisor Group, LLC 40,100 277,000 1.16%
16 BLAIR WILLIAM & CO/IL 39,600 273,000 1.14%
17 SUMMIT CAPITAL MANAGEMENT LLC 26,398 182,000 0.76%
18 New England Professional Planning Group Inc. 22,446 159,000 0.66%
19 MILLENNIUM MANAGEMENT LLC 21,400 148,000 0.62%
20 CITADEL ADVISORS LLC 19,679 136,000 0.57%
21 STIFEL FINANCIAL CORP 18,429 127,000 0.53%
22 INVESTMENT CENTERS OF AMERICA INC 14,571 101,000 0.42%
23 HBK Sorce Advisory LLC 12,627 87,000 0.36%
24 AlphaMark Advisors, LLC 12,315 85,000 0.35%
25 PEOPLES FINANCIAL SERVICES CORP. 5,400 37,000 0.15%
26 BANK OF AMERICA CORP /DE/ 3,682 25,000 0.10%
27 PINKERTON WEALTH, LLC 2,477 17,000 0.07%
28 SHARKEY, HOWES & JAVER 1,985 15,000 0.06%
29 Creative Planning 1,698 12,000 0.05%
30 ENVESTNET ASSET MANAGEMENT INC 1,805 12,000 0.05%
31 Gemmer Asset Management LLC 1,500 10,000 0.04%
32 MSI Financial Services Inc 900 6,000 0.03%
33 WASHINGTON TRUST BANK 838 6,000 0.03%
34 MONETA GROUP INVESTMENT ADVISORS LLC 550 4,000 0.02%
35 UBS Group AG 469 3,000 0.01%
36 CITIGROUP INC 500 3,000 0.01%
37 Edge Wealth Management LLC 200 1,000 0.00%
38 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.