| 1 |
Advisors Asset Management, Inc. |
1,437,950 |
20,620,000 |
28.88% |
|
|
| 2 |
Invesco Ltd. |
999,620 |
14,335,000 |
20.08% |
|
|
| 3 |
MORGAN STANLEY |
690,967 |
9,909,000 |
13.88% |
|
|
| 4 |
WELLS FARGO & COMPANY/MN |
420,975 |
6,037,000 |
8.46% |
|
|
| 5 |
North Star Investment Management Corp. |
302,288 |
4,335,000 |
6.07% |
|
|
| 6 |
RAYMOND JAMES & ASSOCIATES |
198,270 |
2,843,000 |
3.98% |
|
|
| 7 |
UBS Group AG |
186,695 |
2,677,000 |
3.75% |
|
|
| 8 |
ROYAL BANK OF CANADA |
146,245 |
2,097,000 |
2.94% |
|
|
| 9 |
Commonwealth Equity Services, Inc |
118,862 |
1,704,000 |
2.39% |
|
|
| 10 |
Karpus Management, Inc. |
88,768 |
1,273,000 |
1.78% |
|
|
| 11 |
GUGGENHEIM CAPITAL LLC |
70,014 |
1,004,000 |
1.41% |
|
|
| 12 |
Raymond James Financial Services Advisors, Inc. |
55,365 |
794,000 |
1.11% |
|
|
| 13 |
BANK OF AMERICA CORP /DE/ |
37,565 |
539,000 |
0.75% |
|
|
| 14 |
OPPENHEIMER & CO INC |
35,743 |
513,000 |
0.72% |
|
|
| 15 |
LPL Financial LLC |
32,583 |
467,000 |
0.65% |
|
|
| 16 |
McGowan Group Asset Management, Inc. |
27,645 |
396,000 |
0.55% |
|
|
| 17 |
SHEPHERD KAPLAN KROCHUK, LLC |
23,170 |
332,000 |
0.46% |
|
|
| 18 |
Virtu KCG Holdings LLC |
20,644 |
296,000 |
0.41% |
|
|
| 19 |
USCA RIA LLC |
20,000 |
287,000 |
0.40% |
|
|
| 20 |
RAYMOND JAMES TRUST N.A. |
19,592 |
281,000 |
0.39% |
|
|
| 21 |
Concert Wealth Management Inc. |
11,632 |
166,000 |
0.23% |
|
|
| 22 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
9,138 |
131,000 |
0.18% |
|
|
| 23 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
7,469 |
107,000 |
0.15% |
|
|
| 24 |
TRUST CO OF VERMONT |
4,000 |
57,000 |
0.08% |
|
|
| 25 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,795 |
40,081 |
0.06% |
|
|
| 26 |
ARROW FINANCIAL CORP |
2,666 |
38,000 |
0.05% |
|
|
| 27 |
PNC FINANCIAL SERVICES GROUP, INC. |
2,104 |
30,000 |
0.04% |
|
|
| 28 |
ENVESTNET ASSET MANAGEMENT INC |
1,264 |
18,000 |
0.03% |
|
|
| 29 |
FIRST MANHATTAN CO. LLC. |
1,099 |
15,000 |
0.02% |
|
|
| 30 |
Stratos Wealth Partners, LTD. |
1,000 |
14,340 |
0.02% |
|
|
| 31 |
Chicago Partners Investment Group LLC |
1,000 |
14,000 |
0.02% |
|
|
| 32 |
ENTERPRISE FINANCIAL SERVICES CORP |
714 |
10,000 |
0.01% |
|
|
| 33 |
CITIGROUP INC |
650 |
9,000 |
0.01% |
|
|
| 34 |
B. Riley Wealth Advisors, Inc. |
509 |
7,000 |
0.01% |
|
|
| 35 |
WFG Advisors, LP |
245 |
4,000 |
0.01% |
|
|
| 36 |
FIFTH THIRD BANCORP |
82 |
1,000 |
0.00% |
|
|
| 37 |
Tower Research Capital LLC (TRC) |
0 |
0 |
0.00% |
|
|
