Dark
Light
System
Security
FIRST TR ENHANCED EQTY INC F
FIRST TR ENHANCED EQTY INC F. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 35 Institutional holders with a total value of $71,993,248.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,513,615 21,796,000 30.28%
2 Invesco Ltd. 926,363 13,339,000 18.53%
3 MORGAN STANLEY 544,992 7,848,000 10.90%
4 WELLS FARGO & COMPANY/MN 431,727 6,217,000 8.64%
5 North Star Investment Management Corp. 302,926 4,362,000 6.06%
6 RAYMOND JAMES & ASSOCIATES 210,702 3,034,000 4.21%
7 BB&T SECURITIES, LLC 20,787 2,993,000 4.16%
8 UBS Group AG 169,691 2,443,000 3.39%
9 Commonwealth Equity Services, Inc 114,818 1,653,000 2.30%
10 GUGGENHEIM CAPITAL LLC 66,971 964,000 1.34%
11 ROYAL BANK OF CANADA 66,773 962,000 1.34%
12 Karpus Management, Inc. 54,415 784,000 1.09%
13 Raymond James Financial Services Advisors, Inc. 53,276 767,000 1.07%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 44,676 644,000 0.89%
15 BANK OF AMERICA CORP /DE/ 38,445 554,000 0.77%
16 Shaker Financial Services, LLC 36,485 525,000 0.73%
17 OPPENHEIMER & CO INC 35,743 515,000 0.72%
18 LPL Financial LLC 32,863 470,000 0.65%
19 McGowan Group Asset Management, Inc. 27,645 398,000 0.55%
20 SHEPHERD KAPLAN KROCHUK, LLC 23,170 334,000 0.46%
21 RAYMOND JAMES TRUST N.A. 19,592 282,000 0.39%
22 DOLIVER ADVISORS, LP 16,970 244,000 0.34%
23 IFC Holdings Incorporated/FL 15,455 221,000 0.31%
24 Virtu KCG Holdings LLC 12,894 186,000 0.26%
25 Concert Wealth Management Inc. 11,650 141,000 0.20%
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 7,469 108,000 0.15%
27 PNC FINANCIAL SERVICES GROUP, INC. 4,608 66,000 0.09%
28 AMERICAN INTERNATIONAL GROUP, INC. 2,795 40,248 0.06%
29 ARROW FINANCIAL CORP 2,666 38,000 0.05%
30 FIRST MANHATTAN CO. LLC. 1,099 15,000 0.02%
31 B. Riley Wealth Management, Inc. 1,000 14,000 0.02%
32 Chicago Partners Investment Group LLC 1,004 14,000 0.02%
33 CITIGROUP INC 661 10,000 0.01%
34 ENTERPRISE FINANCIAL SERVICES CORP 714 10,000 0.01%
35 TAYLOR WEALTH MANAGEMENT PARTNERS 112 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.