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FIRST TR ENHANCED EQTY INC F
FIRST TR ENHANCED EQTY INC F. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 31 Institutional holders with a total value of $67,747,136.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,681,667 24,149,000 35.65%
2 Invesco Ltd. 856,565 12,300,000 18.16%
3 MORGAN STANLEY 484,390 6,956,000 10.27%
4 WELLS FARGO & COMPANY/MN 428,566 6,155,000 9.09%
5 North Star Investment Management Corp. 291,629 4,188,000 6.18%
6 RAYMOND JAMES & ASSOCIATES 270,300 3,882,000 5.73%
7 UBS Group AG 172,984 2,484,000 3.67%
8 Commonwealth Equity Services, Inc 128,951 1,852,000 2.73%
9 ROYAL BANK OF CANADA 73,712 1,059,000 1.56%
10 GUGGENHEIM CAPITAL LLC 63,154 907,000 1.34%
11 LPL Financial LLC 33,094 472,000 0.70%
12 OPPENHEIMER & CO INC 28,566 410,000 0.61%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 28,009 402,000 0.59%
14 McGowan Group Asset Management, Inc. 27,645 397,000 0.59%
15 SHEPHERD KAPLAN KROCHUK, LLC 23,170 333,000 0.49%
16 BB&T SECURITIES, LLC 21,341 306,000 0.45%
17 BANK OF AMERICA CORP /DE/ 20,710 297,000 0.44%
18 RAYMOND JAMES TRUST N.A. 20,054 288,000 0.43%
19 Shaker Financial Services, LLC 16,450 236,000 0.35%
20 Concert Wealth Management Inc. 11,667 166,000 0.25%
21 IFC Holdings Incorporated/FL 10,963 159,000 0.23%
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 7,469 107,000 0.16%
23 PNC FINANCIAL SERVICES GROUP, INC. 7,274 104,000 0.15%
24 AMERICAN INTERNATIONAL GROUP, INC. 2,795 40,136 0.06%
25 Tower Research Capital LLC (TRC) 1,569 23,000 0.03%
26 FIRST MANHATTAN CO. LLC. 1,099 15,000 0.02%
27 Chicago Partners Investment Group LLC 1,000 14,000 0.02%
28 B. Riley Wealth Management, Inc. 1,000 14,000 0.02%
29 COUNTRY TRUST BANK 850 12,000 0.02%
30 ENTERPRISE FINANCIAL SERVICES CORP 714 10,000 0.01%
31 CITIGROUP INC 672 10,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.