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FIRST TR ENHANCED EQTY INC F
FIRST TR ENHANCED EQTY INC F. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 51 Institutional holders with a total value of $75,827,178.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,248,321 16,478,000 21.73%
2 MORGAN STANLEY 816,079 10,772,000 14.21%
3 Invesco Ltd. 603,040 7,960,000 10.50%
4 Karpus Management, Inc. 391,444 5,167,000 6.81%
5 RAYMOND JAMES & ASSOCIATES 351,963 4,646,000 6.13%
6 WELLS FARGO & COMPANY/MN 287,539 3,796,000 5.01%
7 North Star Investment Management Corp. 287,086 3,790,000 5.00%
8 Shaker Financial Services, LLC 244,736 3,231,000 4.26%
9 CITIGROUP INC 192,187 2,537,000 3.35%
10 Commonwealth Equity Services, Inc 130,195 1,719,000 2.27%
11 Curi Capital, LLC 117,834 1,555,000 2.05%
12 Raymond James Financial Services Advisors, Inc. 111,230 1,468,000 1.94%
13 LPL Financial LLC 105,548 1,365,000 1.80%
14 UBS Group AG 99,056 1,308,000 1.72%
15 ROYAL BANK OF CANADA 73,878 976,000 1.29%
16 BANK OF NOVA SCOTIA 68,104 899,000 1.19%
17 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 56,917 751,000 0.99%
18 DOLIVER ADVISORS, LP 51,994 686,000 0.90%
19 AMERICAN INTERNATIONAL GROUP, INC. 51,025 674,000 0.89%
20 PNC FINANCIAL SERVICES GROUP, INC. 43,793 579,000 0.76%
21 SG Americas Securities, LLC 35,915 474,000 0.63%
22 Cetera Advisor Networks LLC 35,871 473,000 0.62%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 33,786 446,000 0.59%
24 McGowan Group Asset Management, Inc. 27,645 365,000 0.48%
25 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 27,084 358,000 0.47%
26 BANK OF AMERICA CORP /DE/ 23,850 315,000 0.42%
27 SHEPHERD KAPLAN KROCHUK, LLC 23,450 310,000 0.41%
28 Regis Management CO LLC 23,503 310,000 0.41%
29 RAYMOND JAMES TRUST N.A. 22,200 293,000 0.39%
30 OPPENHEIMER & CO INC 21,336 282,000 0.37%
31 BB&T SECURITIES, LLC 19,280 254,000 0.33%
32 Squarepoint Ops LLC 19,100 252,000 0.33%
33 Weiss Asset Management LP 16,482 218,000 0.29%
34 AMERIPRISE FINANCIAL INC 13,320 176,000 0.23%
35 MassMutual Private Wealth & Trust, FSB 12,362 163,178 0.22%
36 Virtu KCG Holdings LLC 11,674 154,000 0.20%
37 Concert Wealth Management Inc. 11,667 153,000 0.20%
38 IFC Holdings Incorporated/FL 10,353 138,000 0.18%
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 6,300 83,000 0.11%
40 ENVESTNET ASSET MANAGEMENT INC 4,722 62,000 0.08%
41 FIFTH THIRD BANCORP 4,420 58,000 0.08%
42 MOSAIC FAMILY WEALTH, LLC 1,972 26,000 0.03%
43 IFP ADVISORS, INC 1,726 23,000 0.03%
44 MSI Financial Services Inc 1,323 17,000 0.02%
45 FIRST MANHATTAN CO. LLC. 1,099 14,000 0.02%
46 Chicago Partners Investment Group LLC 1,000 13,000 0.02%
47 Formidable Asset Management, LLC 950 12,000 0.02%
48 Tower Research Capital LLC (TRC) 700 9,000 0.01%
49 ENTERPRISE FINANCIAL SERVICES CORP 714 9,000 0.01%
50 Creative Planning 500 7,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.