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FIRST TR ENHANCED EQTY INC F
FIRST TR ENHANCED EQTY INC F. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 50 Institutional holders with a total value of $85,390,976.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 1,226,422 15,625,000 18.30%
2 Advisors Asset Management, Inc. 960,873 12,242,000 14.34%
3 MORGAN STANLEY 830,421 10,580,000 12.39%
4 Raymond James Financial Services Advisors, Inc. 571,167 7,277,000 8.52%
5 Invesco Ltd. 555,697 7,080,000 8.29%
6 RAYMOND JAMES & ASSOCIATES 350,651 4,467,000 5.23%
7 North Star Investment Management Corp. 290,857 3,706,000 4.34%
8 WELLS FARGO & COMPANY/MN 263,980 3,363,000 3.94%
9 CITIGROUP INC 243,149 3,098,000 3.63%
10 Shaker Financial Services, LLC 227,316 2,896,000 3.39%
11 Commonwealth Equity Services, Inc 120,737 1,538,000 1.80%
12 LPL Financial LLC 112,812 1,427,000 1.67%
13 ROYAL BANK OF CANADA 105,426 1,343,000 1.57%
14 UBS Group AG 98,512 1,255,000 1.47%
15 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 73,353 935,000 1.09%
16 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 69,032 879,000 1.03%
17 BANK OF NOVA SCOTIA 68,778 877,000 1.03%
18 DOLIVER ADVISORS, LP 65,420 833,000 0.98%
19 PNC FINANCIAL SERVICES GROUP, INC. 56,193 716,000 0.84%
20 Curi Capital, LLC 40,432 515,000 0.60%
21 AMERICAN INTERNATIONAL GROUP, INC. 35,075 447,000 0.52%
22 Cetera Advisor Networks LLC 29,917 381,000 0.45%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 28,213 360,000 0.42%
24 BANK OF AMERICA CORP /DE/ 25,837 329,000 0.39%
25 SHEPHERD KAPLAN KROCHUK, LLC 23,450 299,000 0.35%
26 McGowan Group Asset Management, Inc. 22,244 283,000 0.33%
27 RAYMOND JAMES TRUST N.A. 22,200 283,000 0.33%
28 OPPENHEIMER & CO INC 21,336 272,000 0.32%
29 BB&T SECURITIES, LLC 19,709 251,000 0.29%
30 Regis Management CO LLC 18,500 236,000 0.28%
31 CORNERSTONE ADVISORS INC 17,600 224,000 0.26%
32 BOOTHBAY FUND MANAGEMENT, LLC 15,609 199,000 0.23%
33 SG Americas Securities, LLC 14,920 190,000 0.22%
34 AMERIPRISE FINANCIAL INC 12,094 154,000 0.18%
35 Concert Wealth Management Inc. 11,567 148,000 0.17%
36 TFS CAPITAL LLC 11,521 147,000 0.17%
37 IFC Holdings Incorporated/FL 10,353 133,000 0.16%
38 MassMutual Private Wealth & Trust, FSB 6,670 84,976 0.10%
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 6,300 80,000 0.09%
40 SARGENT BICKHAM LAGUDIS LLC 5,850 75,000 0.09%
41 Tower Research Capital LLC (TRC) 2,697 34,000 0.04%
42 IFP ADVISORS, INC 1,983 25,000 0.03%
43 MOSAIC FAMILY WEALTH, LLC 1,972 25,000 0.03%
44 Creative Planning 1,500 19,000 0.02%
45 MSI Financial Services Inc 1,342 17,000 0.02%
46 Chicago Partners Investment Group LLC 1,000 13,000 0.02%
47 Formidable Asset Management, LLC 950 12,000 0.01%
48 ENTERPRISE FINANCIAL SERVICES CORP 714 9,000 0.01%
49 GENEOS WEALTH MANAGEMENT INC. 515 6,000 0.01%
50 US BANCORP \DE\ 250 3,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.