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FIRST TR ENHANCED EQTY INC F
FIRST TR ENHANCED EQTY INC F. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 48 Institutional holders with a total value of $82,379,761.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 1,320,289 17,322,000 21.03%
2 Advisors Asset Management, Inc. 999,875 13,118,000 15.92%
3 MORGAN STANLEY 962,829 12,632,000 15.33%
4 Invesco Ltd. 526,267 6,905,000 8.38%
5 RAYMOND JAMES & ASSOCIATES 345,221 4,529,000 5.50%
6 North Star Investment Management Corp. 286,487 3,759,000 4.56%
7 WELLS FARGO & COMPANY/MN 253,318 3,324,000 4.03%
8 CITIGROUP INC 193,270 2,536,000 3.08%
9 Raymond James Financial Services Advisors, Inc. 155,880 2,045,000 2.48%
10 UBS Group AG 124,575 1,634,000 1.98%
11 ROYAL BANK OF CANADA 120,023 1,575,000 1.91%
12 ICON ADVISERS INC/CO 119,850 1,572,000 1.91%
13 Commonwealth Equity Services, Inc 104,925 1,377,000 1.67%
14 Shaker Financial Services, LLC 101,560 1,332,000 1.62%
15 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 71,791 942,000 1.14%
16 BANK OF NOVA SCOTIA 69,802 916,000 1.11%
17 PNC FINANCIAL SERVICES GROUP, INC. 58,825 772,000 0.94%
18 ADVISOR GROUP, INC. 47,850 626,000 0.76%
19 DOLIVER ADVISORS, LP 40,949 533,000 0.65%
20 LPL Financial LLC 40,054 515,000 0.63%
21 BANK OF AMERICA CORP /DE/ 35,684 468,000 0.57%
22 Cetera Advisor Networks LLC 24,931 327,000 0.40%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,386 320,000 0.39%
24 Concert Wealth Management Inc. 24,583 320,000 0.39%
25 SHEPHERD KAPLAN KROCHUK, LLC 23,450 308,000 0.37%
26 McGowan Group Asset Management, Inc. 22,244 292,000 0.35%
27 RAYMOND JAMES TRUST N.A. 21,991 288,000 0.35%
28 OPPENHEIMER & CO INC 21,336 280,000 0.34%
29 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 21,277 279,000 0.34%
30 Regis Management CO LLC 18,500 243,000 0.29%
31 BAIRD FINANCIAL GROUP, INC. 16,711 221,000 0.27%
32 BB&T SECURITIES, LLC 16,048 210,000 0.25%
33 STIFEL FINANCIAL CORP 12,057 159,000 0.19%
34 AMERIPRISE FINANCIAL INC 12,094 159,000 0.19%
35 IFC Holdings Incorporated/FL 10,353 136,000 0.17%
36 MassMutual Private Wealth & Trust, FSB 6,670 87,510 0.11%
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 6,300 83,000 0.10%
38 BELLWETHER INVESTMENT GROUP, LLC 6,084 80,000 0.10%
39 IFP ADVISORS, INC 4,013 53,000 0.06%
40 MOSAIC FAMILY WEALTH, LLC 1,972 26,000 0.03%
41 Creative Planning 1,500 20,000 0.02%
42 MSI Financial Services Inc 1,362 18,000 0.02%
43 Chicago Partners Investment Group LLC 1,000 13,000 0.02%
44 GENEOS WEALTH MANAGEMENT INC. 615 8,000 0.01%
45 ENTERPRISE FINANCIAL SERVICES CORP 510 7,000 0.01%
46 SEVENBRIDGE FINANCIAL GROUP, LLC 464 6,000 0.01%
47 US BANCORP \DE\ 250 3,000 0.00%
48 WOLVERINE TRADING LP /BD 96 1,251 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.