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FIRST TR ENHANCED EQTY INC F
FIRST TR ENHANCED EQTY INC F. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 40 Institutional holders with a total value of $63,675,615.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MassMutual Private Wealth & Trust, FSB 43 615 0.00%
2 ENTERPRISE FINANCIAL SERVICES CORP 714 9,000 0.01%
3 Chicago Partners Investment Group LLC 1,000 12,000 0.02%
4 FIRST MANHATTAN CO. LLC. 1,099 13,000 0.02%
5 Tower Research Capital LLC (TRC) 1,719 21,000 0.03%
6 AMERICAN INTERNATIONAL GROUP, INC. 2,795 35,000 0.05%
7 ENVESTNET ASSET MANAGEMENT INC 4,520 56,000 0.09%
8 PNC FINANCIAL SERVICES GROUP, INC. 4,608 57,000 0.09%
9 BANK OF AMERICA CORP /DE/ 7,250 90,000 0.14%
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 7,469 93,000 0.15%
11 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 11,692 145,000 0.23%
12 Concert Wealth Management Inc. 11,667 147,000 0.23%
13 J.P. Turner & Co Capital Mnagement, LLC 13,180 164,000 0.26%
14 AMERIPRISE FINANCIAL INC 13,738 171,000 0.27%
15 IFC Holdings Incorporated/FL 13,457 173,000 0.27%
16 Karpus Management, Inc. 16,487 205,000 0.32%
17 WOLVERINE ASSET MANAGEMENT LLC 16,906 209,000 0.33%
18 CITIGROUP INC 18,607 231,000 0.36%
19 Curi Capital, LLC 19,525 243,000 0.38%
20 RAYMOND JAMES TRUST N.A. 20,054 249,000 0.39%
21 BB&T SECURITIES, LLC 20,447 253,000 0.40%
22 OPPENHEIMER & CO INC 22,453 279,000 0.44%
23 SHEPHERD KAPLAN KROCHUK, LLC 23,170 288,000 0.45%
24 Cetera Advisor Networks LLC 25,018 309,000 0.49%
25 McGowan Group Asset Management, Inc. 27,645 343,000 0.54%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 28,285 351,000 0.55%
27 LPL Financial LLC 33,969 445,000 0.70%
28 DOLIVER ADVISORS, LP 36,293 451,000 0.71%
29 GUGGENHEIM CAPITAL LLC 57,507 714,000 1.12%
30 ROYAL BANK OF CANADA 76,886 955,000 1.50%
31 Shaker Financial Services, LLC 94,964 1,179,000 1.85%
32 Raymond James Financial Services Advisors, Inc. 101,447 1,260,000 1.98%
33 Commonwealth Equity Services, Inc 125,243 1,556,000 2.44%
34 UBS Group AG 139,774 1,736,000 2.73%
35 North Star Investment Management Corp. 292,238 3,630,000 5.70%
36 RAYMOND JAMES & ASSOCIATES 343,205 4,263,000 6.69%
37 WELLS FARGO & COMPANY/MN 450,796 5,600,000 8.79%
38 MORGAN STANLEY 752,915 9,351,000 14.69%
39 Invesco Ltd. 753,997 9,365,000 14.71%
40 Advisors Asset Management, Inc. 1,531,706 19,024,000 29.88%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.