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FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 54 Institutional holders with a total value of $87,951,741.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SEI INVESTMENTS CO 2 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 GENEOS WEALTH MANAGEMENT INC. 190 3,000 0.00%
4 FLOW TRADERS U.S. LLC 324 7,000 0.01%
5 CREATIVE FINANCIAL DESIGNS INC /ADV 400 8,000 0.01%
6 Bartlett & Co. LLC 435 9,000 0.01%
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 600 12,000 0.01%
8 Creative Planning 772 16,000 0.02%
9 MSI Financial Services Inc 905 18,000 0.02%
10 RPG FAMILY WEALTH ADVISORY, LLC 1,016 20,634 0.02%
11 Burt Wealth Advisors 1,197 24,000 0.03%
12 IFP ADVISORS, INC 1,739 35,000 0.04%
13 Winslow, Evans & Crocker, Inc. 2,080 42,246 0.05%
14 PNC FINANCIAL SERVICES GROUP, INC. 2,706 55,000 0.06%
15 ADVISOR GROUP, INC. 5,776 117,000 0.13%
16 CITIGROUP INC 7,045 143,000 0.16%
17 Chicago Partners Investment Group LLC 7,718 157,000 0.18%
18 D.A. DAVIDSON & CO. 10,500 213,000 0.24%
19 RAYMOND JAMES & ASSOCIATES 10,469 213,000 0.24%
20 GIRARD SECURITIES, INC. 10,587 215,000 0.24%
21 SUNTRUST BANKS INC 11,699 231,000 0.26%
22 WFG Advisors, LP 11,913 242,000 0.28%
23 NAVELLIER & ASSOCIATES INC 13,430 273,000 0.31%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,404 292,000 0.33%
25 Jaffetilchin Investment Partners, LLC 14,636 297,000 0.34%
26 M&T BANK CORP 15,571 316,000 0.36%
27 STIFEL FINANCIAL CORP 18,685 379,000 0.43%
28 OLD MISSION CAPITAL, LLC 21,134 429,000 0.49%
29 ENVESTNET ASSET MANAGEMENT INC 23,464 478,000 0.54%
30 Frontier Wealth Management LLC 24,699 502,000 0.57%
31 RISK PARADIGM GROUP, LLC 25,941 526,861 0.60%
32 WAYNE HUMMER INVESTMENTS L.L.C. 27,727 563,000 0.64%
33 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 29,050 590,000 0.67%
34 Commonwealth Equity Services, Inc 33,610 683,000 0.78%
35 AMERIPRISE FINANCIAL INC 33,664 684,000 0.78%
36 Virtu KCG Holdings LLC 35,975 731,000 0.83%
37 Janney Montgomery Scott LLC 36,250 736,000 0.84%
38 JPMORGAN CHASE & CO 38,375 779,000 0.89%
39 Raymond James Financial Services Advisors, Inc. 38,777 788,000 0.90%
40 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 39,350 799,000 0.91%
41 Regal Investment Advisors LLC 41,852 850,000 0.97%
42 Cambridge Investment Research Advisors, Inc. 44,948 913,000 1.04%
43 HighTower Advisors, LLC 46,531 943,000 1.07%
44 BAIRD FINANCIAL GROUP, INC. 54,179 1,100,000 1.25%
45 LADENBURG THALMANN FINANCIAL SERVICES INC. 61,124 1,243,000 1.41%
46 SignalPoint Asset Management, LLC 74,780 1,519,000 1.73%
47 LPL Financial LLC 88,036 1,813,000 2.06%
48 BSC PRIVATE WEALTH MANAGEMENT, LLC 130,486 2,687,000 3.06%
49 ROYAL BANK OF CANADA 160,718 3,264,000 3.71%
50 UBS Group AG 163,252 3,316,000 3.77%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.