| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIRST TRUST ADVISORS LP | 19,797,104 | 879,981,000 | 38.15% | ||
| 2 | MORGAN STANLEY | 7,104,357 | 315,789,000 | 13.69% | ||
| 3 | WELLS FARGO & COMPANY/MN | 5,654,734 | 251,354,000 | 10.90% | ||
| 4 | UBS Group AG | 2,178,979 | 96,856,000 | 4.20% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 2,098,474 | 93,278,000 | 4.04% | ||
| 6 | LPL Financial LLC | 1,401,943 | 61,854,000 | 2.68% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 1,302,524 | 57,897,000 | 2.51% | ||
| 8 | AMERIPRISE FINANCIAL INC | 868,066 | 38,585,000 | 1.67% | ||
| 9 | Raymond James Financial Services Advisors, Inc. | 854,587 | 37,987,000 | 1.65% | ||
| 10 | MSI Financial Services Inc | 709,652 | 31,544,000 | 1.37% | ||
| 11 | AVIANCE CAPITAL MANAGEMENT, LLC | 641,051 | 28,495,000 | 1.24% | ||
| 12 | BANK OF MONTREAL /CAN/ | 581,694 | 25,856,000 | 1.12% | ||
| 13 | Transamerica Financial Advisors, LLC | 545,573 | 24,251,000 | 1.05% | ||
| 14 | ROYAL BANK OF CANADA | 455,794 | 20,260,000 | 0.88% | ||
| 15 | CAVALIER INVESTMENTS, LLC | 440,671 | 19,588,000 | 0.85% | ||
| 16 | Shamrock Asset Management LLC | 434,921 | 19,332,000 | 0.84% | ||
| 17 | STIFEL FINANCIAL CORP | 406,447 | 17,803,000 | 0.77% | ||
| 18 | Astor Investment Management LLC | 383,814 | 17,061,000 | 0.74% | ||
| 19 | NewSquare Capital LLC | 367,381 | 16,330,000 | 0.71% | ||
| 20 | STRID GROUP, LLC | 362,657 | 16,120,000 | 0.70% | ||
| 21 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 299,145 | 13,297,000 | 0.58% | ||
| 22 | ENVESTNET ASSET MANAGEMENT INC | 289,421 | 12,865,000 | 0.56% | ||
| 23 | Janney Montgomery Scott LLC | 274,114 | 12,184,000 | 0.53% | ||
| 24 | Beaumont Financial Partners, LLC | 259,784 | 11,547,000 | 0.50% | ||
| 25 | Hoxton Financial, Inc. | 257,455 | 11,444,000 | 0.50% | ||
| 26 | BAIRD FINANCIAL GROUP, INC. | 190,804 | 8,481,000 | 0.37% | ||
| 27 | Cerity Partners OCIO LLC | 176,653 | 7,852,000 | 0.34% | ||
| 28 | BENJAMIN F. EDWARDS & COMPANY, INC. | 130,378 | 5,795,000 | 0.25% | ||
| 29 | HL FINANCIAL SERVICES LLC | 126,267 | 5,613,000 | 0.24% | ||
| 30 | Riggs Asset Managment Co. Inc. | 118,381 | 5,262,000 | 0.23% | ||
| 31 | JPMORGAN CHASE & CO | 114,713 | 5,099,000 | 0.22% | ||
| 32 | LifePlan Financial Group, Inc | 113,951 | 5,065,000 | 0.22% | ||
| 33 | CITIGROUP INC | 113,557 | 5,048,000 | 0.22% | ||
| 34 | First Horizon Advisors, Inc. | 105,218 | 4,677,000 | 0.20% | ||
| 35 | SignalPoint Asset Management, LLC | 95,405 | 4,241,000 | 0.18% | ||
| 36 | Commonwealth Equity Services, Inc | 95,085 | 4,227,000 | 0.18% | ||
| 37 | BB&T SECURITIES, LLC | 92,542 | 4,113,000 | 0.18% | ||
| 38 | NewEdge Advisors, LLC | 89,737 | 3,982,000 | 0.17% | ||
| 39 | CREDIT SUISSE AG/ | 85,330 | 3,793,000 | 0.16% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 81,434 | 3,599,000 | 0.16% | ||
| 41 | SII INVESTMENTS INC/WI | 79,097 | 3,518,000 | 0.15% | ||
| 42 | SSI INVESTMENT MANAGEMENT LLC | 73,180 | 3,251,000 | 0.14% | ||
| 43 | AMERICAN INTERNATIONAL GROUP, INC. | 67,651 | 3,007,000 | 0.13% | ||
| 44 | Hudock, Inc. | 66,953 | 2,976,000 | 0.13% | ||
| 45 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 66,016 | 2,934,000 | 0.13% | ||
| 46 | VSR Financial Services, Inc. | 64,433 | 2,864,000 | 0.12% | ||
| 47 | WESPAC Advisors, LLC | 62,076 | 2,759,000 | 0.12% | ||
| 48 | HighTower Advisors, LLC | 60,105 | 2,673,000 | 0.12% | ||
| 49 | CIBC WORLD MARKET INC. | 58,038 | 2,580,000 | 0.11% | ||
| 50 | Regal Investment Advisors LLC | 55,757 | 2,478,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
