| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIRST TRUST ADVISORS LP | 17,914,309 | 750,789,000 | 38.03% | ||
| 2 | MORGAN STANLEY | 6,390,813 | 267,839,000 | 13.57% | ||
| 3 | WELLS FARGO & COMPANY/MN | 5,238,977 | 219,565,000 | 11.12% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 2,088,396 | 87,524,000 | 4.43% | ||
| 5 | UBS Group AG | 2,066,304 | 86,599,000 | 4.39% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 1,150,720 | 48,227,000 | 2.44% | ||
| 7 | AMERIPRISE FINANCIAL INC | 783,554 | 32,746,000 | 1.66% | ||
| 8 | Raymond James Financial Services Advisors, Inc. | 767,571 | 32,171,000 | 1.63% | ||
| 9 | LPL Financial LLC | 594,559 | 25,875,000 | 1.31% | ||
| 10 | AVIANCE CAPITAL MANAGEMENT, LLC | 607,557 | 25,462,000 | 1.29% | ||
| 11 | MSI Financial Services Inc | 566,625 | 23,747,000 | 1.20% | ||
| 12 | ROYAL BANK OF CANADA | 548,511 | 22,988,000 | 1.16% | ||
| 13 | Transamerica Financial Advisors, LLC | 541,268 | 22,685,000 | 1.15% | ||
| 14 | Shamrock Asset Management LLC | 536,879 | 22,501,000 | 1.14% | ||
| 15 | Astor Investment Management LLC | 446,819 | 18,726,000 | 0.95% | ||
| 16 | STIFEL FINANCIAL CORP | 378,987 | 15,883,000 | 0.80% | ||
| 17 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 369,295 | 15,477,000 | 0.78% | ||
| 18 | GOLDMAN SACHS GROUP INC | 367,286 | 15,393,000 | 0.78% | ||
| 19 | NewSquare Capital LLC | 339,186 | 14,215,000 | 0.72% | ||
| 20 | BANK OF MONTREAL /CAN/ | 327,362 | 13,720,000 | 0.69% | ||
| 21 | Beaumont Financial Partners, LLC | 283,811 | 12,666,000 | 0.64% | ||
| 22 | CREDIT SUISSE AG/ | 288,473 | 12,090,000 | 0.61% | ||
| 23 | Janney Montgomery Scott LLC | 265,768 | 11,138,000 | 0.56% | ||
| 24 | Hoxton Financial, Inc. | 260,458 | 10,916,000 | 0.55% | ||
| 25 | ENVESTNET ASSET MANAGEMENT INC | 204,622 | 8,576,000 | 0.43% | ||
| 26 | Cerity Partners OCIO LLC | 169,888 | 7,123,000 | 0.36% | ||
| 27 | BAIRD FINANCIAL GROUP, INC. | 167,636 | 7,026,000 | 0.36% | ||
| 28 | JANE STREET GROUP, LLC | 165,959 | 6,955,000 | 0.35% | ||
| 29 | JPMORGAN CHASE & CO | 158,957 | 6,661,000 | 0.34% | ||
| 30 | SII INVESTMENTS INC/WI | 150,395 | 6,303,000 | 0.32% | ||
| 31 | First Horizon Advisors, Inc. | 142,970 | 5,991,000 | 0.30% | ||
| 32 | HL FINANCIAL SERVICES LLC | 127,445 | 5,341,000 | 0.27% | ||
| 33 | Tower Research Capital LLC (TRC) | 125,918 | 5,277,000 | 0.27% | ||
| 34 | LifePlan Financial Group, Inc | 119,002 | 4,987,000 | 0.25% | ||
| 35 | Riggs Asset Managment Co. Inc. | 117,171 | 4,911,000 | 0.25% | ||
| 36 | CITIGROUP INC | 111,398 | 4,669,000 | 0.24% | ||
| 37 | BENJAMIN F. EDWARDS & COMPANY, INC. | 107,767 | 4,516,000 | 0.23% | ||
| 38 | SignalPoint Asset Management, LLC | 101,734 | 4,264,000 | 0.22% | ||
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 97,294 | 4,125,000 | 0.21% | ||
| 40 | Commonwealth Equity Services, Inc | 94,518 | 3,961,000 | 0.20% | ||
| 41 | BB&T SECURITIES, LLC | 83,599 | 3,503,000 | 0.18% | ||
| 42 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 80,140 | 3,358,000 | 0.17% | ||
| 43 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 66,834 | 2,801,000 | 0.14% | ||
| 44 | VSR Financial Services, Inc. | 65,025 | 2,725,000 | 0.14% | ||
| 45 | AMERICAN INTERNATIONAL GROUP, INC. | 63,908 | 2,678,000 | 0.14% | ||
| 46 | Hudock, Inc. | 60,969 | 2,555,000 | 0.13% | ||
| 47 | OLD NATIONAL BANCORP /IN/ | 58,761 | 2,463,000 | 0.12% | ||
| 48 | WESPAC Advisors, LLC | 58,264 | 2,442,000 | 0.12% | ||
| 49 | CIBC WORLD MARKET INC. | 57,036 | 2,390,000 | 0.12% | ||
| 50 | Regal Investment Advisors LLC | 53,766 | 2,253,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
