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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 70 Institutional holders with a total value of $240,520,958.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 1,535,785 45,429,000 18.89%
2 MORGAN STANLEY 1,235,305 36,540,000 15.19%
3 WELLS FARGO & COMPANY/MN 1,120,454 33,143,000 13.78%
4 Orion Porfolio Solutions, LLC 1,116,856 33,037,000 13.74%
5 UBS Group AG 700,183 20,712,000 8.61%
6 BSC PRIVATE WEALTH MANAGEMENT, LLC 315,003 9,400,000 3.91%
7 ROYAL BANK OF CANADA 262,079 7,752,000 3.22%
8 LPL Financial LLC 255,457 7,623,000 3.17%
9 Janney Montgomery Scott LLC 165,846 4,906,000 2.04%
10 RAYMOND JAMES & ASSOCIATES 140,566 4,158,000 1.73%
11 CARDAN CAPITAL PARTNERS, LLC 112,724 3,334,000 1.39%
12 JPMORGAN CHASE & CO 104,813 3,100,000 1.29%
13 Raymond James Financial Services Advisors, Inc. 95,413 2,822,000 1.17%
14 PARK NATIONAL CORP /OH/ 87,677 2,594,000 1.08%
15 Cetera Advisors LLC 69,949 2,072,000 0.86%
16 HENGEHOLD CAPITAL MANAGEMENT LLC 62,945 1,862,000 0.77%
17 STIFEL FINANCIAL CORP 59,623 1,767,000 0.73%
18 Commonwealth Equity Services, Inc 56,948 1,685,000 0.70%
19 AMERIPRISE FINANCIAL INC 47,179 1,396,000 0.58%
20 Private Advisor Group, LLC 43,074 1,297,000 0.54%
21 MSI Financial Services Inc 35,305 1,044,000 0.43%
22 Cambridge Investment Research Advisors, Inc. 28,401 840,000 0.35%
23 Regal Investment Advisors LLC 27,170 804,000 0.33%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,128 773,000 0.32%
25 Cetera Advisor Networks LLC 25,933 769,000 0.32%
26 IFP ADVISORS, INC 23,779 703,000 0.29%
27 ADVISOR GROUP, INC. 23,613 699,000 0.29%
28 BAIRD FINANCIAL GROUP, INC. 19,300 571,000 0.24%
29 BKS ADVISORS, LLC 18,998 562,000 0.23%
30 WAYNE HUMMER INVESTMENTS L.L.C. 17,116 506,000 0.21%
31 Baker Avenue Asset Management, LP 16,823 498,000 0.21%
32 PNC FINANCIAL SERVICES GROUP, INC. 15,755 466,000 0.19%
33 RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC 14,615 441,000 0.18%
34 BENJAMIN F. EDWARDS & COMPANY, INC. 14,738 436,000 0.18%
35 AHRENS INVESTMENT PARTNERS LLC 14,427 427,000 0.18%
36 CITIGROUP INC 13,926 412,000 0.17%
37 M&T BANK CORP 13,641 404,000 0.17%
38 GUGGENHEIM CAPITAL LLC 13,373 396,000 0.16%
39 LEVEL FOUR ADVISORY SERVICES, LLC 12,572 372,000 0.15%
40 First Heartland Consultants, Inc. 12,244 362,000 0.15%
41 Stratos Wealth Partners, LTD. 11,873 351,000 0.15%
42 NEXT Financial Group, Inc 11,620 344,000 0.14%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,629 344,000 0.14%
44 TRUST DEPARTMENT MB FINANCIAL BANK N A 11,533 341,000 0.14%
45 Psagot Value Holdings Ltd. 11,500 340,000 0.14%
46 LVM CAPITAL MANAGEMENT LTD/MI 11,000 325,000 0.14%
47 NORTHWEST WEALTH MANAGEMENT, LLC 10,169 301,000 0.13%
48 HL FINANCIAL SERVICES LLC 9,224 273,000 0.11%
49 WFG Advisors, LP 8,137 241,000 0.10%
50 JANE STREET GROUP, LLC 7,898 234,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.