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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 66 Institutional holders with a total value of $158,130,885.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 1,206,887 29,218,000 18.48%
2 MORGAN STANLEY 1,038,784 25,150,000 15.90%
3 UBS Group AG 918,973 22,249,000 14.07%
4 WELLS FARGO & COMPANY/MN 755,203 18,283,000 11.56%
5 LPL Financial LLC 329,615 8,240,000 5.21%
6 Orion Porfolio Solutions, LLC 293,172 7,098,000 4.49%
7 RAYMOND JAMES & ASSOCIATES 246,160 5,960,000 3.77%
8 ROYAL BANK OF CANADA 238,691 5,779,000 3.65%
9 JPMORGAN CHASE & CO 179,348 4,344,000 2.75%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 152,347 3,690,000 2.33%
11 STIFEL FINANCIAL CORP 147,809 3,579,000 2.26%
12 Regal Investment Advisors LLC 107,432 2,600,000 1.64%
13 Raymond James Financial Services Advisors, Inc. 68,610 1,661,000 1.05%
14 NewEdge Advisors, LLC 62,504 1,513,000 0.96%
15 Cetera Advisors LLC 60,054 1,449,000 0.92%
16 Commonwealth Equity Services, Inc 57,711 1,397,000 0.88%
17 AMERIPRISE FINANCIAL INC 57,079 1,382,000 0.87%
18 Janney Montgomery Scott LLC 48,642 1,178,000 0.74%
19 AMERICAN INTERNATIONAL GROUP, INC. 40,158 972,000 0.61%
20 HRT FINANCIAL LP 39,227 950,000 0.60%
21 JANE STREET GROUP, LLC 38,129 923,000 0.58%
22 PARK NATIONAL CORP /OH/ 37,025 896,000 0.57%
23 Koshinski Asset Management, Inc. 28,913 763,000 0.48%
24 SG Americas Securities, LLC 29,414 712,000 0.45%
25 LVM CAPITAL MANAGEMENT LTD/MI 29,150 706,000 0.45%
26 Cambridge Investment Research Advisors, Inc. 27,731 671,000 0.42%
27 First Heartland Consultants, Inc. 25,642 621,000 0.39%
28 CITADEL ADVISORS LLC 25,372 615,000 0.39%
29 First Allied Advisory Services, Inc. 25,160 601,000 0.38%
30 Psagot Value Holdings Ltd. 22,000 533,000 0.34%
31 Virtu KCG Holdings LLC 19,784 479,000 0.30%
32 BKS ADVISORS, LLC 19,296 467,000 0.30%
33 HL FINANCIAL SERVICES LLC 14,024 340,000 0.22%
34 M&T BANK CORP 12,413 301,000 0.19%
35 Cetera Advisor Networks LLC 11,423 274,000 0.17%
36 PNC FINANCIAL SERVICES GROUP, INC. 10,139 245,000 0.15%
37 SII INVESTMENTS INC/WI 9,646 233,000 0.15%
38 Sigma Planning Corp 8,845 214,000 0.14%
39 B. Riley Wealth Management, Inc. 8,414 203,000 0.13%
40 CITIGROUP INC 7,651 185,000 0.12%
41 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 7,480 181,000 0.11%
42 Creative Planning 6,849 166,000 0.10%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,788 164,000 0.10%
44 WFG Advisors, LP 6,600 160,000 0.10%
45 Hefren-Tillotson, Inc. 5,251 127,000 0.08%
46 BENJAMIN F. EDWARDS & COMPANY, INC. 4,080 99,000 0.06%
47 MSI Financial Services Inc 3,664 89,000 0.06%
48 D.A. DAVIDSON & CO. 3,530 85,000 0.05%
49 NEXT Financial Group, Inc 3,455 83,000 0.05%
50 Gradient Investments LLC 2,186 53,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.