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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 72 Institutional holders with a total value of $392,360,727.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,998,216 55,307,000 14.10%
2 MORGAN STANLEY 1,873,845 51,864,000 13.22%
3 RiverFront Investment Group, LLC 1,683,370 46,591,000 11.87%
4 Hefren-Tillotson, Inc. 1,682,636 46,572,000 11.87%
5 BANK OF AMERICA CORP /DE/ 1,141,493 31,594,000 8.05%
6 UBS Group AG 1,073,202 29,704,000 7.57%
7 BRINKER CAPITAL INC 920,670 25,482,000 6.49%
8 BB&T SECURITIES, LLC 68,777 19,036,000 4.85%
9 LPL Financial LLC 461,001 12,760,000 3.25%
10 RAYMOND JAMES & ASSOCIATES 431,340 11,939,000 3.04%
11 Orion Porfolio Solutions, LLC 379,274 10,497,000 2.68%
12 ROYAL BANK OF CANADA 211,859 5,863,000 1.49%
13 AMERICAN INTERNATIONAL GROUP, INC. 157,259 4,352,622 1.11%
14 ENVESTNET ASSET MANAGEMENT INC 136,896 3,789,000 0.97%
15 UNITED CAPITAL FINANCIAL ADVISORS, LLC 126,668 3,506,000 0.89%
16 NewEdge Advisors, LLC 126,639 3,505,000 0.89%
17 STIFEL FINANCIAL CORP 110,390 3,055,000 0.78%
18 Baker Avenue Asset Management, LP 96,090 2,660,000 0.68%
19 Regal Investment Advisors LLC 92,084 2,549,000 0.65%
20 JPMORGAN CHASE & CO 79,440 2,199,000 0.56%
21 Commonwealth Equity Services, Inc 77,233 2,138,000 0.54%
22 Janney Montgomery Scott LLC 69,492 1,923,400 0.49%
23 First Heartland Consultants, Inc. 45,531 1,260,000 0.32%
24 Placemark Investments, Inc. 44,440 1,231,000 0.31%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,213 1,194,000 0.30%
26 AMERIPRISE FINANCIAL INC 41,468 1,148,000 0.29%
27 NIEMANN CAPITAL MANAGEMENT INC 29,442 815,000 0.21%
28 First Allied Advisory Services, Inc. 27,739 760,000 0.19%
29 Cetera Advisor Networks LLC 25,213 695,000 0.18%
30 DEUTSCHE BANK AG\ 22,681 627,000 0.16%
31 Koshinski Asset Management, Inc. 22,359 619,000 0.16%
32 JANE STREET GROUP, LLC 18,948 524,000 0.13%
33 BSW Wealth Partners 18,800 520,000 0.13%
34 M&T BANK CORP 18,573 514,000 0.13%
35 Cambridge Investment Research Advisors, Inc. 17,871 495,000 0.13%
36 Cetera Advisors LLC 16,385 453,000 0.12%
37 Raymond James Financial Services Advisors, Inc. 15,820 438,000 0.11%
38 Investors Capital Advisory Services 14,286 395,000 0.10%
39 PARK NATIONAL CORP /OH/ 14,143 391,450 0.10%
40 HL FINANCIAL SERVICES LLC 13,730 380,000 0.10%
41 Sigma Planning Corp 10,076 279,000 0.07%
42 B. Riley Wealth Management, Inc. 9,284 256,000 0.07%
43 SII INVESTMENTS INC/WI 9,225 255,000 0.06%
44 OPPENHEIMER & CO INC 8,244 228,000 0.06%
45 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 7,700 213,000 0.05%
46 Stratos Wealth Partners, LTD. 7,057 195,324 0.05%
47 Creative Planning 6,524 181,000 0.05%
48 Psagot Value Holdings Ltd. 5,500 152,000 0.04%
49 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,015 139,000 0.04%
50 NEXT Financial Group, Inc 4,694 130,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.