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FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF
FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 87 Institutional holders with a total value of $919,301,109.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 B. Riley Wealth Advisors, Inc. 14,500 337,000 0.04%
52 BENJAMIN F. EDWARDS & COMPANY, INC. 14,425 336,000 0.04%
53 WEDBUSH SECURITIES INC 13,852 322,000 0.04%
54 Dorsey Wright & Associates 12,308 285,000 0.03%
55 Creative Planning 12,000 279,000 0.03%
56 Private Advisor Group, LLC 11,804 275,000 0.03%
57 STEPHENS INC /AR/ 10,853 253,000 0.03%
58 FIRST TRUST ADVISORS LP 10,876 253,000 0.03%
59 M&T BANK CORP 10,662 248,000 0.03%
60 REGIONS FINANCIAL CORP 9,055 211,000 0.02%
61 FIRST FINANCIAL CORP /IN/ 8,429 196,000 0.02%
62 Summit Financial Wealth Advisors, LLC 8,200 191,000 0.02%
63 WFG Advisors, LP 8,055 187,000 0.02%
64 Winslow, Evans & Crocker, Inc. 6,634 154,352 0.02%
65 CITIGROUP INC 5,672 132,000 0.01%
66 NEXT Financial Group, Inc 4,697 109,000 0.01%
67 Stratos Wealth Partners, LTD. 4,596 106,949 0.01%
68 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,358 101,000 0.01%
69 THRIVENT FINANCIAL FOR LUTHERANS 3,810 88,000 0.01%
70 MSI Financial Services Inc 3,590 84,000 0.01%
71 US BANCORP \DE\ 3,371 78,000 0.01%
72 NATIONAL PLANNING CORP 3,106 70,755 0.01%
73 Formidable Asset Management, LLC 1,909 44,000 0.00%
74 Gradient Investments LLC 1,519 35,000 0.00%
75 Bartlett & Co. LLC 1,210 28,000 0.00%
76 PNC FINANCIAL SERVICES GROUP, INC. 1,150 27,000 0.00%
77 BANK OF MONTREAL /CAN/ 1,123 26,000 0.00%
78 Madden Advisory Services, Inc. 1,111 26,000 0.00%
79 NEW ENGLAND SECURITIES CORP /MA/ 555 13,000 0.00%
80 REGENTATLANTIC CAPITAL LLC 512 11,919 0.00%
81 Nelson Capital Management, LLC 355 8,000 0.00%
82 ASSETMARK, INC 342 8,000 0.00%
83 Tortoise Investment Management, LLC 306 7,000 0.00%
84 LBA Wealth Management, LLC 213 5,000 0.00%
85 WASHINGTON TRUST BANK 180 4,000 0.00%
86 Parallax Volatility Advisers, L.P. 1 0 0.00%
87 Advisory Services Network, LLC 0 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.