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FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF
FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 89 Institutional holders with a total value of $556,278,287.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 5,971,428 134,059,000 24.10%
2 WELLS FARGO & COMPANY/MN 4,249,407 95,400,000 17.15%
3 UBS Group AG 1,991,989 44,720,000 8.04%
4 BANK OF AMERICA CORP /DE/ 1,791,903 40,228,000 7.23%
5 Astor Investment Management LLC 1,666,145 37,405,000 6.72%
6 GOLDMAN SACHS GROUP INC 1,043,654 23,430,000 4.21%
7 CAVALIER INVESTMENTS, LLC 901,627 20,242,000 3.64%
8 LPL Financial LLC 661,647 15,191,000 2.73%
9 AVIANCE CAPITAL MANAGEMENT, LLC 664,977 14,929,000 2.68%
10 Beaumont Financial Partners, LLC 536,261 12,666,000 2.28%
11 RAYMOND JAMES & ASSOCIATES 492,827 11,064,000 1.99%
12 ROYAL BANK OF CANADA 487,990 10,955,000 1.97%
13 ENVESTNET ASSET MANAGEMENT INC 393,014 8,823,000 1.59%
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 314,580 7,062,000 1.27%
15 CREDIT SUISSE AG/ 263,506 5,916,000 1.06%
16 STIFEL FINANCIAL CORP 232,275 5,215,000 0.94%
17 BB&T SECURITIES, LLC 223,970 5,028,000 0.90%
18 AMERIPRISE FINANCIAL INC 200,273 4,499,000 0.81%
19 Virtu Financial LLC 190,915 4,286,000 0.77%
20 SignalPoint Asset Management, LLC 180,884 4,061,000 0.73%
21 Janney Montgomery Scott LLC 172,977 3,883,000 0.70%
22 JPMORGAN CHASE & CO 170,585 3,829,000 0.69%
23 CITADEL ADVISORS LLC 144,179 3,237,000 0.58%
24 Raymond James Financial Services Advisors, Inc. 142,857 3,207,000 0.58%
25 Tower Research Capital LLC (TRC) 117,425 2,636,000 0.47%
26 OLD NATIONAL BANCORP /IN/ 104,970 2,357,000 0.42%
27 AMERICAN INTERNATIONAL GROUP, INC. 94,032 2,111,000 0.38%
28 HOWE & RUSLING INC 87,426 1,963,000 0.35%
29 JANE STREET GROUP, LLC 86,298 1,937,000 0.35%
30 First Allied Advisory Services, Inc. 78,584 1,771,000 0.32%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 72,413 1,626,000 0.29%
32 OPPENHEIMER & CO INC 69,318 1,556,000 0.28%
33 Commonwealth Equity Services, Inc 64,404 1,446,000 0.26%
34 Virtu KCG Holdings LLC 58,280 1,308,000 0.24%
35 D.A. DAVIDSON & CO. 57,877 1,299,000 0.23%
36 First Heartland Consultants, Inc. 55,092 1,237,000 0.22%
37 Advisory Services Network, LLC 55,012 1,235,000 0.22%
38 B. Riley Wealth Management, Inc. 50,080 1,124,000 0.20%
39 CITIGROUP INC 43,793 983,000 0.18%
40 INVESTMENT CENTERS OF AMERICA INC 37,542 844,000 0.15%
41 Cambridge Investment Research Advisors, Inc. 37,154 834,000 0.15%
42 SUNTRUST BANKS INC 34,573 776,000 0.14%
43 HRT FINANCIAL LP 28,697 644,000 0.12%
44 BAIRD FINANCIAL GROUP, INC. 27,404 615,000 0.11%
45 PARAMETRIC PORTFOLIO ASSOCIATES LLC 25,602 575,000 0.10%
46 HL FINANCIAL SERVICES LLC 22,814 512,000 0.09%
47 B. Riley Wealth Advisors, Inc. 21,319 480,000 0.09%
48 Regal Investment Advisors LLC 20,509 460,000 0.08%
49 Cetera Advisors LLC 20,421 457,000 0.08%
50 Private Advisor Group, LLC 18,633 418,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.