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FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF
FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 102 Institutional holders with a total value of $664,959,341.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 6,326,715 146,654,000 22.05%
2 WELLS FARGO & COMPANY/MN 5,460,501 126,575,000 19.03%
3 UBS Group AG 2,624,841 60,844,000 9.15%
4 BANK OF AMERICA CORP /DE/ 2,181,588 50,570,000 7.60%
5 Astor Investment Management LLC 1,665,047 38,596,000 5.80%
6 LPL Financial LLC 1,232,441 28,285,000 4.25%
7 HAYS ADVISORY LLC 987,487 22,890,000 3.44%
8 ROYAL BANK OF CANADA 786,695 18,236,000 2.74%
9 Shamrock Asset Management LLC 772,323 17,902,000 2.69%
10 AVIANCE CAPITAL MANAGEMENT, LLC 758,572 17,584,000 2.64%
11 RAYMOND JAMES & ASSOCIATES 552,345 12,803,000 1.93%
12 STIFEL FINANCIAL CORP 290,193 11,257,000 1.69%
13 ENVESTNET ASSET MANAGEMENT INC 473,730 10,981,000 1.65%
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 285,242 6,612,000 0.99%
15 AMERIPRISE FINANCIAL INC 269,086 6,212,000 0.93%
16 SignalPoint Asset Management, LLC 226,850 5,258,000 0.79%
17 Raymond James Financial Services Advisors, Inc. 204,884 4,749,000 0.71%
18 HOCHMAN COLE INVESTMENT ADVISORS, INC. 200,784 4,654,000 0.70%
19 BB&T SECURITIES, LLC 198,663 4,605,000 0.69%
20 First Horizon Advisors, Inc. 187,455 4,345,000 0.65%
21 CITADEL ADVISORS LLC 178,045 4,127,000 0.62%
22 Janney Montgomery Scott LLC 177,103 4,105,000 0.62%
23 JPMORGAN CHASE & CO 143,354 3,323,000 0.50%
24 AMERICAN INTERNATIONAL GROUP, INC. 113,276 2,626,000 0.39%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 108,230 2,509,000 0.38%
26 IMA Advisory Services, Inc. 105,845 2,390,000 0.36% SH
27 Advisory Services Network, LLC 102,603 2,378,000 0.36%
28 OPPENHEIMER & CO INC 96,073 2,227,000 0.33%
29 HOWE & RUSLING INC 89,777 2,081,000 0.31%
30 Cetera Advisor Networks LLC 84,577 1,959,000 0.29%
31 Commonwealth Equity Services, Inc 82,028 1,901,000 0.29%
32 OLD NATIONAL BANCORP /IN/ 80,027 1,855,000 0.28%
33 RISK PARADIGM GROUP, LLC 77,779 1,802,917 0.27%
34 HL FINANCIAL SERVICES LLC 71,149 1,649,000 0.25%
35 First Allied Advisory Services, Inc. 68,460 1,583,000 0.24%
36 Atria Investments, Inc 65,590 1,429,000 0.21%
37 D.A. DAVIDSON & CO. 58,236 1,349,000 0.20%
38 First Heartland Consultants, Inc. 56,856 1,318,000 0.20%
39 CREDIT SUISSE AG/ 48,785 1,131,000 0.17%
40 B. Riley Wealth Management, Inc. 48,512 1,124,000 0.17%
41 BENJAMIN F. EDWARDS & COMPANY, INC. 47,670 1,105,000 0.17%
42 CITIGROUP INC 43,966 1,019,000 0.15%
43 SUNTRUST BANKS INC 43,290 1,015,000 0.15%
44 Virtu KCG Holdings LLC 43,301 1,004,000 0.15%
45 Tower Research Capital LLC (TRC) 42,143 977,000 0.15%
46 Cambridge Investment Research Advisors, Inc. 41,461 961,000 0.14%
47 GOLDMAN SACHS GROUP INC 38,324 888,000 0.13%
48 BAIRD FINANCIAL GROUP, INC. 35,083 813,000 0.12%
49 LADENBURG THALMANN FINANCIAL SERVICES INC. 34,665 803,000 0.12%
50 Aspen Investment Management Inc 33,165 769,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.