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FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF
FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 79 Institutional holders with a total value of $448,154,070.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 4,060,591 95,910,000 21.40%
2 WELLS FARGO & COMPANY/MN 2,344,757 55,383,000 12.36%
3 BANK OF AMERICA CORP /DE/ 1,721,884 40,671,000 9.08%
4 UBS Group AG 1,479,913 34,956,000 7.80%
5 Astor Investment Management LLC 1,414,083 33,401,000 7.45%
6 Beaumont Financial Partners, LLC 1,367,403 32,298,000 7.21%
7 BB&T SECURITIES, LLC 114,669 27,084,000 6.04%
8 RAYMOND JAMES & ASSOCIATES 702,709 16,598,000 3.70%
9 ENVESTNET ASSET MANAGEMENT INC 658,786 15,561,000 3.47%
10 ROYAL BANK OF CANADA 541,113 12,781,000 2.85%
11 LPL Financial LLC 475,564 11,219,000 2.50%
12 UNITED CAPITAL FINANCIAL ADVISORS, LLC 338,627 7,961,000 1.78%
13 BBVA USA Bancshares, Inc. 336,426 7,946,000 1.77%
14 AVIANCE CAPITAL MANAGEMENT, LLC 295,000 6,968,000 1.55%
15 Janney Montgomery Scott LLC 199,287 4,707,000 1.05%
16 SignalPoint Asset Management, LLC 184,046 4,347,000 0.97%
17 STIFEL FINANCIAL CORP 155,880 3,682,000 0.82%
18 OLD NATIONAL BANCORP /IN/ 148,192 3,500,000 0.78%
19 SG Americas Securities, LLC 99,320 2,346,000 0.52%
20 First Allied Advisory Services, Inc. 91,251 2,162,000 0.48%
21 JPMORGAN CHASE & CO 89,077 2,104,000 0.47%
22 MANAGED ACCOUNT ADVISORS LLC 87,213 2,060,000 0.46%
23 HOWE & RUSLING INC 87,190 2,059,000 0.46%
24 NAVELLIER & ASSOCIATES INC 85,235 2,013,000 0.45%
25 AMERICAN INTERNATIONAL GROUP, INC. 71,366 1,685,665 0.38%
26 CREDIT SUISSE AG/ 65,422 1,545,000 0.34%
27 Commonwealth Equity Services, Inc 63,323 1,496,000 0.33%
28 OPPENHEIMER & CO INC 57,343 1,354,000 0.30%
29 D.A. DAVIDSON & CO. 36,958 872,000 0.19%
30 Advisory Services Network, LLC 35,616 847,000 0.19%
31 RISK PARADIGM GROUP, LLC 33,817 798,757 0.18%
32 AMERIPRISE FINANCIAL INC 32,813 775,000 0.17%
33 Cambridge Investment Research Advisors, Inc. 32,153 759,000 0.17%
34 Robert W. Baird & Co. Inc 25,914 612,000 0.14%
35 First Heartland Consultants, Inc. 21,837 516,000 0.12%
36 Regal Investment Advisors LLC 21,164 500,000 0.11%
37 B. Riley Wealth Advisors, Inc. 20,819 492,000 0.11%
38 Cetera Advisors LLC 20,205 478,000 0.11%
39 Timber Hill LLC 18,050 426,000 0.10%
40 HL FINANCIAL SERVICES LLC 17,840 421,000 0.09%
41 IFC Holdings Incorporated/FL 17,536 408,000 0.09%
42 B. Riley Wealth Management, Inc. 16,300 385,000 0.09%
43 BENJAMIN F. EDWARDS & COMPANY, INC. 16,090 380,000 0.08%
44 Freedom Investment Management, Inc. 15,611 369,000 0.08%
45 WEDBUSH SECURITIES INC 15,142 358,000 0.08%
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,361 339,000 0.08%
47 Simplicity Solutions, LLC 13,300 314,136 0.07%
48 Argentus Capital Management, LLC 13,024 308,000 0.07%
49 Private Advisor Group, LLC 12,395 293,000 0.07%
50 Sunbelt Securities, Inc. 10,724 283,408 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.