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FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF
FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 94 Institutional holders with a total value of $449,503,713.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 FIFTH THIRD BANCORP 100 2,000 0.00%
3 BlackRock Finance, Inc. 99 2,000 0.00%
4 LBA Wealth Management, LLC 213 5,000 0.00%
5 Tortoise Investment Management, LLC 306 7,000 0.00%
6 Winslow, Evans & Crocker, Inc. 316 7,284 0.00%
7 BELLWETHER INVESTMENT GROUP, LLC 550 13,000 0.00%
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 700 16,000 0.00%
9 MANUFACTURERS LIFE INSURANCE COMPANY, THE 709 16,000 0.00%
10 Argentus Capital Management, LLC 779 18,000 0.00%
11 Avior Wealth Management, LLC 804 19,000 0.00%
12 Johnson Financial Group, Inc. 830 19,000 0.00%
13 Creative Planning 960 22,000 0.00%
14 CWM, LLC 1,013 23,000 0.01%
15 SEVENBRIDGE FINANCIAL GROUP, LLC 1,000 23,000 0.01%
16 Bartlett & Co. LLC 1,210 28,000 0.01%
17 Sunbelt Securities, Inc. 1,444 33,385 0.01%
18 Financial Architects, Inc 1,517 35,000 0.01%
19 GENEOS WEALTH MANAGEMENT INC. 1,799 41,000 0.01%
20 THRIVENT FINANCIAL FOR LUTHERANS 1,965 46,000 0.01%
21 Advisory Services Network, LLC 2,206 51,000 0.01%
22 WFG Advisors, LP 2,555 59,000 0.01%
23 WEALTHPLAN PARTNERS, LLC 9,205 72,044 0.02%
24 NEXT Financial Group, Inc 4,544 105,000 0.02%
25 US BANCORP \DE\ 6,535 151,000 0.03%
26 FIRST FINANCIAL CORP /IN/ 6,601 153,000 0.03%
27 LINCOLN NATIONAL CORP 9,183 212,000 0.05%
28 Regal Investment Advisors LLC 9,600 222,000 0.05%
29 CITIGROUP INC 9,824 227,000 0.05%
30 SOCIETE GENERALE 10,700 247,000 0.05%
31 SG Americas Securities, LLC 10,700 247,000 0.05%
32 NATIONAL PLANNING CORP 10,625 253,000 0.06%
33 BKS ADVISORS, LLC 11,693 270,000 0.06%
34 M&T BANK CORP 11,890 275,000 0.06%
35 Cetera Advisors LLC 11,968 280,000 0.06%
36 PNC FINANCIAL SERVICES GROUP, INC. 12,449 288,000 0.06%
37 Concorde Asset Management, LLC 13,568 314,000 0.07%
38 WEDBUSH SECURITIES INC 13,759 318,000 0.07%
39 PARAMETRIC PORTFOLIO ASSOCIATES LLC 14,203 328,000 0.07%
40 Simplicity Solutions, LLC 15,332 354,000 0.08%
41 Timber Hill LLC 17,310 400,000 0.09%
42 SII INVESTMENTS INC/WI 17,636 405,000 0.09%
43 CETERA INVESTMENT ADVISERS 17,823 413,000 0.09%
44 Freedom Investment Management, Inc. 18,750 433,000 0.10%
45 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,990 468,000 0.10%
46 IFP ADVISORS, INC 22,616 523,000 0.12%
47 B. Riley Wealth Advisors, Inc. 23,140 536,000 0.12%
48 First Allied Advisory Services, Inc. 24,930 572,000 0.13%
49 Private Advisor Group, LLC 25,669 584,000 0.13%
50 WAYNE HUMMER INVESTMENTS L.L.C. 68,468 643,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.