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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 72 Institutional holders with a total value of $579,769,916.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 STERNE AGEE GROUP, INC. 85,580 2,740,000 0.47%
52 STEPHENS INC /AR/ 91,608 2,933,000 0.51%
53 SignalPoint Asset Management, LLC 94,310 3,020,000 0.52%
54 AMERICAN INTERNATIONAL GROUP, INC. 101,230 3,241,167 0.56%
55 Robert W. Baird & Co. Inc 101,677 3,255,000 0.56%
56 Janney Montgomery Scott LLC 101,826 3,260,265 0.56%
57 HighTower Advisors, LLC 115,419 3,631,000 0.63%
58 GOLDMAN SACHS GROUP INC 121,126 3,878,000 0.67%
59 HL FINANCIAL SERVICES LLC 123,658 3,959,000 0.68%
60 AMERIPRISE FINANCIAL INC 155,428 4,979,000 0.86%
61 JPMORGAN CHASE & CO 160,078 5,126,000 0.88%
62 BB&T SECURITIES, LLC 23,718 7,594,000 1.31%
63 STIFEL FINANCIAL CORP 263,298 8,430,000 1.45%
64 Hoxton Financial, Inc. 309,130 9,898,000 1.71%
65 ROYAL BANK OF CANADA 436,698 13,982,000 2.41%
66 LPL Financial LLC 444,113 14,220,000 2.45%
67 FIRST TRUST ADVISORS LP 606,599 19,422,000 3.35%
68 RAYMOND JAMES & ASSOCIATES 689,790 22,086,000 3.81%
69 BANK OF AMERICA CORP /DE/ 1,311,508 41,992,000 7.24%
70 UBS AG 1,764,490 56,495,000 9.74%
71 WELLS FARGO & COMPANY/MN 4,176,046 133,709,000 23.06%
72 MORGAN STANLEY 5,209,923 166,811,000 28.77%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.