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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 127 Institutional holders with a total value of $1,965,504,299.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 22,816,226 778,033,000 39.58%
2 MORGAN STANLEY 8,802,662 300,171,000 15.27%
3 WELLS FARGO & COMPANY/MN 6,369,256 217,191,000 11.05%
4 UBS Group AG 2,585,086 88,151,000 4.48%
5 BANK OF AMERICA CORP /DE/ 2,447,021 83,444,000 4.25%
6 RAYMOND JAMES & ASSOCIATES 1,180,181 40,244,000 2.05%
7 Raymond James Financial Services Advisors, Inc. 951,218 32,437,000 1.65%
8 LPL Financial LLC 913,014 30,696,000 1.56%
9 ROYAL BANK OF CANADA 686,823 23,421,000 1.19%
10 HAYS ADVISORY LLC 676,718 23,076,000 1.17%
11 Astor Investment Management LLC 657,562 22,423,000 1.14%
12 Transamerica Financial Advisors, LLC 655,698 22,360,000 1.14%
13 Shamrock Asset Management LLC 526,562 17,956,000 0.91%
14 MSI Financial Services Inc 489,274 16,684,000 0.85%
15 AMERIPRISE FINANCIAL INC 484,171 16,509,000 0.84%
16 ENVESTNET ASSET MANAGEMENT INC 465,262 15,865,000 0.81%
17 NewSquare Capital LLC 452,338 15,425,000 0.78%
18 STRID GROUP, LLC 432,300 14,741,000 0.75%
19 STIFEL FINANCIAL CORP 411,479 13,755,000 0.70%
20 Beaumont Financial Partners, LLC 338,634 11,547,000 0.59%
21 Janney Montgomery Scott LLC 329,779 11,245,000 0.57%
22 Hoxton Financial, Inc. 309,887 10,567,000 0.54%
23 AVIANCE CAPITAL MANAGEMENT, LLC 304,165 10,372,000 0.53%
24 BAIRD FINANCIAL GROUP, INC. 234,793 8,006,000 0.41%
25 GOLDMAN SACHS GROUP INC 225,404 7,686,000 0.39%
26 BB&T SECURITIES, LLC 201,140 6,858,000 0.35%
27 BLUE CREEK INVESTMENT PARTNERS, LLC 177,082 6,038,000 0.31%
28 SignalPoint Asset Management, LLC 168,109 5,733,000 0.29%
29 BENJAMIN F. EDWARDS & COMPANY, INC. 139,652 4,762,000 0.24%
30 JPMORGAN CHASE & CO 133,934 4,570,000 0.23%
31 LifePlan Financial Group, Inc 133,534 4,554,000 0.23%
32 First Horizon Advisors, Inc. 127,663 4,353,000 0.22%
33 HL FINANCIAL SERVICES LLC 124,120 4,233,000 0.22%
34 BKS ADVISORS, LLC 124,118 4,232,000 0.22%
35 SUNTRUST BANKS INC 114,810 4,089,000 0.21%
36 UNITED CAPITAL FINANCIAL ADVISORS, LLC 117,212 3,997,000 0.20%
37 AMERICAN INTERNATIONAL GROUP, INC. 115,448 3,937,000 0.20%
38 NewEdge Advisors, LLC 113,132 3,834,000 0.20%
39 CREDIT SUISSE AG/ 102,763 3,504,000 0.18%
40 CITIGROUP INC 93,432 3,188,000 0.16%
41 Hudock, Inc. 82,654 2,818,000 0.14%
42 HighTower Advisors, LLC 76,103 2,594,000 0.13%
43 WESPAC Advisors, LLC 73,997 2,523,000 0.13%
44 OPPENHEIMER & CO INC 69,554 2,372,000 0.12%
45 IMA Advisory Services, Inc. 70,237 2,335,000 0.12% SH
46 CWM, LLC 67,371 2,297,000 0.12%
47 LADENBURG THALMANN FINANCIAL SERVICES INC. 62,322 2,176,000 0.11%
48 Cambridge Investment Research Advisors, Inc. 59,256 2,021,000 0.10%
49 STEPHENS INC /AR/ 58,722 2,002,000 0.10%
50 Regal Investment Advisors LLC 58,296 1,987,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.