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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 81 Institutional holders with a total value of $638,738,011.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 5,056,670 168,133,000 26.32%
2 WELLS FARGO & COMPANY/MN 4,092,210 136,066,000 21.30%
3 FIRST TRUST ADVISORS LP 1,863,611 61,965,000 9.70%
4 UBS AG 1,531,035 50,907,000 7.97%
5 BANK OF AMERICA CORP /DE/ 1,316,138 43,761,000 6.85%
6 RAYMOND JAMES & ASSOCIATES 712,979 23,706,000 3.71%
7 ROYAL BANK OF CANADA 441,375 14,676,000 2.30%
8 LPL Financial LLC 384,753 12,793,000 2.00%
9 Hoxton Financial, Inc. 307,254 10,216,000 1.60%
10 BB&T SECURITIES, LLC 27,544 9,158,000 1.43%
11 STIFEL FINANCIAL CORP 271,504 9,027,000 1.41%
12 Astor Investment Management LLC 236,449 7,862,000 1.23%
13 AMERIPRISE FINANCIAL INC 172,122 5,728,000 0.90%
14 JPMORGAN CHASE & CO 165,029 5,487,000 0.86%
15 HL FINANCIAL SERVICES LLC 126,442 4,204,000 0.66%
16 NewSquare Capital LLC 108,014 3,591,000 0.56%
17 Janney Montgomery Scott LLC 107,872 3,586,734 0.56%
18 Robert W. Baird & Co. Inc 107,148 3,563,000 0.56%
19 STEPHENS INC /AR/ 104,396 3,471,000 0.54%
20 AMERICAN INTERNATIONAL GROUP, INC. 99,111 3,295,431 0.52%
21 CREDIT SUISSE AG/ 98,588 3,278,000 0.51%
22 HighTower Advisors, LLC 97,807 3,252,000 0.51%
23 SignalPoint Asset Management, LLC 92,308 3,069,000 0.48%
24 BENJAMIN F. EDWARDS & COMPANY, INC. 86,070 2,862,000 0.45%
25 OLD NATIONAL BANCORP /IN/ 83,800 2,786,000 0.44%
26 GOLDMAN SACHS GROUP INC 78,074 2,596,000 0.41%
27 STERNE AGEE GROUP, INC. 74,810 2,487,000 0.39%
28 SUNTRUST BANKS INC 74,225 2,467,000 0.39%
29 IMA Advisory Services, Inc. 66,710 2,218,000 0.35%
30 MSI Financial Services Inc 63,204 2,102,000 0.33%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 59,747 1,941,000 0.30%
32 WESPAC Advisors, LLC 57,553 1,914,000 0.30%
33 JANE STREET GROUP, LLC 53,430 1,777,000 0.28%
34 Raymond James Financial Services Advisors, Inc. 51,457 1,711,000 0.27%
35 DEUTSCHE BANK AG\ 45,164 1,500,000 0.23%
36 NEW ENGLAND SECURITIES CORP /MA/ 42,591 1,416,000 0.22%
37 IFC Holdings Incorporated/FL 38,426 1,270,000 0.20%
38 OPPENHEIMER & CO INC 36,548 1,215,000 0.19%
39 NAVELLIER & ASSOCIATES INC 36,129 1,201,000 0.19%
40 Cambridge Investment Research Advisors, Inc. 30,097 1,001,000 0.16%
41 VSR Financial Services, Inc. 26,738 889,000 0.14%
42 Commonwealth Equity Services, Inc 26,631 885,000 0.14%
43 First Allied Advisory Services, Inc. 26,496 883,000 0.14%
44 ENVESTNET ASSET MANAGEMENT INC 26,086 867,000 0.14%
45 Prospera Financial Services Inc 25,896 861,000 0.13%
46 Dynamic Advisor Solutions LLC 25,120 835,000 0.13%
47 ATWOOD & PALMER INC 24,650 820,000 0.13%
48 SPC Financial, Inc. 23,955 797,000 0.12%
49 ACG Wealth 22,461 747,000 0.12%
50 D.A. DAVIDSON & CO. 21,421 712,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.