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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 116 Institutional holders with a total value of $1,403,165,812.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 18,491,863 623,546,000 44.44%
2 MORGAN STANLEY 5,891,308 198,655,000 14.16%
3 WELLS FARGO & COMPANY/MN 4,296,061 144,863,000 10.32%
4 UBS Group AG 1,674,797 56,474,000 4.02%
5 BANK OF AMERICA CORP /DE/ 1,630,613 54,985,000 3.92%
6 RAYMOND JAMES & ASSOCIATES 929,344 31,337,000 2.23%
7 Raymond James Financial Services Advisors, Inc. 873,396 29,450,000 2.10%
8 MSI Financial Services Inc 706,588 23,826,000 1.70%
9 GOLDMAN SACHS GROUP INC 489,294 16,499,000 1.18%
10 Astor Investment Management LLC 475,686 16,040,000 1.14%
11 UNITED CAPITAL FINANCIAL ADVISORS, LLC 387,113 13,162,000 0.94%
12 ROYAL BANK OF CANADA 375,416 12,659,000 0.90%
13 STIFEL FINANCIAL CORP 353,553 11,924,000 0.85%
14 Janney Montgomery Scott LLC 329,779 11,245,000 0.80%
15 ENVESTNET ASSET MANAGEMENT INC 326,055 10,995,000 0.78%
16 AMERIPRISE FINANCIAL INC 290,317 9,789,000 0.70%
17 CREDIT SUISSE AG/ 290,145 9,784,000 0.70%
18 BAIRD FINANCIAL GROUP, INC. 235,811 8,180,000 0.58%
19 LPL Financial LLC 232,845 7,884,000 0.56%
20 AVIANCE CAPITAL MANAGEMENT, LLC 187,474 6,322,000 0.45%
21 SUNTRUST BANKS INC 174,837 5,895,000 0.42%
22 Transamerica Financial Advisors, LLC 161,817 5,457,000 0.39%
23 NewSquare Capital LLC 157,667 5,317,000 0.38%
24 BENJAMIN F. EDWARDS & COMPANY, INC. 131,996 4,451,000 0.32%
25 SignalPoint Asset Management, LLC 125,215 4,222,000 0.30%
26 BKS ADVISORS, LLC 123,805 4,175,000 0.30%
27 JANE STREET GROUP, LLC 123,637 4,169,000 0.30%
28 HL FINANCIAL SERVICES LLC 121,408 4,094,000 0.29%
29 ADVISOR GROUP, INC. 117,301 3,954,000 0.28%
30 BB&T SECURITIES, LLC 94,785 3,196,000 0.23%
31 JPMORGAN CHASE & CO 90,900 3,065,000 0.22%
32 IFC Holdings Incorporated/FL 77,966 2,653,000 0.19%
33 HighTower Advisors, LLC 75,339 2,538,000 0.18%
34 WOLVERINE TRADING LP /BD 72,441 2,416,632 0.17%
35 LifePlan Financial Group, Inc 68,666 2,315,000 0.16%
36 Regal Investment Advisors LLC 68,382 2,306,000 0.16%
37 CWM, LLC 63,295 2,134,000 0.15%
38 Cambridge Investment Research Advisors, Inc. 57,015 1,923,000 0.14%
39 CITIGROUP INC 55,904 1,885,000 0.13%
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 55,601 1,874,000 0.13%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 55,115 1,873,000 0.13%
42 D.A. DAVIDSON & CO. 52,632 1,774,000 0.13%
43 ATWOOD & PALMER INC 45,602 1,538,000 0.11%
44 STEPHENS INC /AR/ 43,182 1,456,000 0.10%
45 PNC FINANCIAL SERVICES GROUP, INC. 42,473 1,432,000 0.10%
46 Atria Investments, Inc 40,523 1,403,000 0.10%
47 SII INVESTMENTS INC/WI 41,042 1,383,000 0.10%
48 OPPENHEIMER & CO INC 38,854 1,310,000 0.09%
49 NewEdge Advisors, LLC 35,840 1,207,000 0.09%
50 Commonwealth Equity Services, Inc 34,892 1,177,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.